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REGENT UNIVERSITY
LAW REVIEW
IMPEACHING FEDERAL JUDGES:
A COVENANTAL AND CONSTITUTIONAL
RESPONSE TO JUDICIAL TYRANNY
Steven W. Fitschen
President and Executive Director
of the National Legal Foundation
Table of Contents
I.
Introduction
II.
Covenant Breaking
III. The
Constitutional Grounds
A.
Defining the Gounds
B.
Objection: It's Never Been Done Before
C.
Objection: It Can't Be Done
IV. Evaluating Candidates
A.
The Romer
Six
B.
Judge Harold Baer, Jr.
C.
Judge Nixon
D.
Judge Dalzell
E.
The Easy Cases
V. Conclusion
List of Tables
Table I
Impeached Officials
Table II
Ground Breaking Aspects of Various Impeachments
Table III
Impeachment Investigations
Table IV
Impeachment Investigation Ratios
I.
Introduction
In August 1997,
outgoing American Bar Association President N. Lee Cooper wrote his farewell
column in the ABA Journal.[1]
For his topic, he chose to address what he felt was an issue of vital importance
to the very existence of the American legal system as we know it.
What was this threat to America’s rich
legal heritage? Was it the increasing moral bankruptcy of the legal profession
and the con-comitant decline in public confidence in legal practitioners? Was it
the controversial, complex, and divisive tort reform movement, or any of its
multiple emphases on, for example, the so-called litigation explosion, frivolous
lawsuits, or astronomical punitive damages awards? Was it the increasingly
discussed crisis in legal education? The answer to each of these questions is
"no."[2]
The threat to which Cooper dedicated his farewell epistle was far different. It
was the movement to hold federal judges accountable through various means,
including the Constitutional device of impeachment.[3]
Why did Cooper find this movement so
alarming? According to him, it "[t]hreaten[s] the independence of the federal
judiciary."[4] In defense of his assertion, Cooper quoted
Alexander Hamilton from Federalist No. 78, wherein that usually prescient
Founder claimed that the judiciary was the weakest of the three federal
branches.[5]
If Hamilton was ever right in this assertion, he clearly no longer is.[6]
Cooper found it particularly threatening
that the majority whip of the United States House of Representatives,
Congressman Tom DeLay, would actually name specific federal judges and threaten
them with articles of impeachment.[7] Cooper alleged that DeLay’s criteria were
extraconstitutional and illegitimate. According to Cooper, DeLay
was clear on his reasons in seeking these judges’
impeachment. It was not corruption; it was not that the judges were involved
in illegal or unethical activities; it was not that the judges committed
treason, accepted bribes, committed "high crimes and misdemeanors" as
required by the Constitution as grounds for impeachment.
No, the reason the majority whip targeted these
specific judges for impeachment was because he and other members of Congress
disagreed with one specific decision rendered by each of the judges.[8]
Not only has Mr. Cooper
misrepresented Congressman DeLay’s reasons, he has also revealed his own
ignorance of the constitutional grounds for impeachment.[9]
It is important to note that
Messrs. Cooper and DeLay have not been the only well known combatants in this
debate. Other members of the legal community have felt their ox being gored.
During the run-up to the 1996 presidential election, President Clinton
threatened to ask for the resignation of federal district Judge Harold Baer,
Jr., and Bob Dole (joined by House Speaker Newt Gingrich) also threat-ened to
pursue Baer’s impeachment. Baer’s offense involved sup-pressing 34 kilograms of
cocaine, 2 kilograms of heroin, and a confes-sion to twenty drug running trips.
In the process, Baer vilified police in his written opinion.[10] In response, the current Chief Judge
of the Second Circuit Court of Appeals, Jon O. Newman, and three of his
predecessors wrote letters to both the President and Senator Dole criticizing
their remarks concerning Judge Baer.[11]
However, when DeLay called for
the impeachment of federal judges, he was primarily echoing the call of various
conservative groups, particularly from within the "Religious Right."[12]
The current impeachment movement—at least from within the "Religious Right"
community—was launched in response to the decision of the United States Supreme
Court in the case of Romer v. Evans,[13]
in which the Court ruled that the state of Colorado could not amend its
constitution to prevent homosexuals from being granted special rights or
minority status.14 Certain Religious Right groups saw this decision
as so clearly unconstitutional and so dangerous to the fabric of society that
they called for impeachment.15
In immediate response to
Romer, two groups raised the specter of impeachment. On the day that
Romer was announced, Will Perkins, Chairman of the Board of Colorado for
Family Values, suggested that the American people might be so outraged that
there would be a ground swell calling for the impeachment of the six Justices in
Romer’s majority.16
The National Legal Foundation, under the lead-ership of this author, went
further and issued an explicit call for impeachment.17
By May 23, 1996, the
influential think tank, Free Congress Foundation, had added its considerable
weight to the fray. On that date, Free Congress’ President, Paul Weyrich, citing
the research of the National Legal Foundation,18
called for the impeachment of the "Romer Six" during his Direct Line
Commentary on National Empowerment Television.19
Weyrich’s commentary was in turn picked up and reproduced by Intercessors for
America and a Focus on the Family fund appeal letter written by Dr. James
Dobson, its Found-er and President.20 Thomas L. Jipping, also of Free
Congress, began a steady barrage of op-ed pieces in the Washington Times
warning of the dangers of judicial activism, including some pieces which
advocated impeachment of federal judges.21 Phyllis Schlafly of the Eagle Forum
suggested impeachment as one of several remedies to the problem of judicial
tyranny in both her February 1997 and March 1997 newsletters.22
Another "Religious Right"
group which weighed in at the beginning was WallBuilders, headed by David
Barton. By September 23, 1996, WallBuilders had produced the book
Impeachment!: Restraining an Overactive Judiciary,23
which has received special criticism from those who oppose the impeachment
movement.24
Barton’s book was especially influential. It broadened the emphasis beyond the
Romer
case by listing several other examples of federal court opinions that were
suspect and suggesting broad categories of judicial usurpation which might
constitute impeachable conduct.25
As a consequence of the
discussion of impeachment, grassroots movements sprang up against federal judges
John Nixon in Tennessee and Stewart Dalzell in Pennsylvania (in both cases
because of the judges’ handling of death penalty appeals). Liberal federal judge
H. Lee Sarokin resigned from the Third Circuit Court of Appeals, and the heavily
criticized Judge Baer reversed his controversial decision.26
Then in May and July 1997, respectively, subcommittees of both the House and the
Senate held hearings on judicial activism which included discussions of
impeachment.27
In May 1997, the impeach-ment efforts against Judge Nixon in Tennessee resulted
in both houses of the Tennessee legislature overwhelmingly passing a resolution
calling upon the United States House of Representatives to investigate Judge
Nixon for impeachment. Governor Sundquist signed the resolution and it was sent
to the United States House of Representatives.28
Reaction to the
impeachment movement has been vigorous. In addition to former ABA President
Cooper and Chief Judge Newman, negative responses have come from 104 law school
deans,29
seventy-five bar association presidents30
(both in the form of an open letter to House Speaker Newt Gingrich), and from
two United States Supreme Court Justices—Chief Justice William Rehnquist and
Justice Antonin Scalia.31 The ABA set up a Commission, which
issued a close-the-ranks rubber stamp of Cooper’s position.32
The gist of the deans’
letter is encapsulated in one of its sentences: "Impeachment was never intended
to be used—and never should be used—against a judge who issues an opinion with
which members of the other branches disagree."33
One may assume (or at
least hope) that anyone who set his hand to a letter or column—such as those
addressed to Speaker Gingrich or that issued by former ABA President Cooper—had
critically eval-uated the position he condemned. Yet this was demonstrably not
the case. For example, the law school deans wrote:
We, the
undersigned law school deans, write to convey our strong opposition to
proposals to initiate impeachment proceedings against federal judges who
have rendered politically unpopular decisions in cases or controversies
properly before them.
Comments by various members of
Congress and views expressed in Impeachment! by David Barton suggest
that impeachment is an appropriate mechanism to restrain an "overactive"
judiciary and that, even though it is unlikely that impeachment will result
in conviction, bringing impeach-ment proceedings against certain federal
judges will have a deterrent effect on the substance of their subsequent
rulings from the bench. These rationales mischaracterize the pur-pose of
impeachment and only encourage Congress to abuse its extraordinary power to
remove a federal judge from office.34
Yet neither DeLay
nor Barton has advocated impeaching judges because they believe that the judge’s
opinion was politically unpop-ular or because they personally disagreed with
them. What they have advocated is impeaching judges for rendering
unconstitutional opinions, usurping legislative authority and introducing
arbitrary power.
In that, DeLay and Barton are on
solid ground—as this article will show—and the deans and former President Cooper
are both wrong and misrepresenting their opponents. For example, Tom DeLay has
stated "I am not suggesting that impeachment be used for partisan purposes, but
when judges exercise power not delegated to them by the Constitution,
impeachment is a proper tool."35 DeLay stated that he would pursue
impeachment against a judge of who "obvious[ly] . . . violated his oath of
office to uphold the Constitution of the United States. That is the criterion.
If he tries to legislate and goes beyond what the Constitution allows the
judiciary to do, that is a great case" to pursue.36
In the very
book that the law school deans condemned—Impeachment!—Barton wrote,
impeachment is "not a carte blanc to persecute someone for
partisan purposes."37 Furthermore, Barton maintains that,
"[r]ather than violating the ‘independence’ of the jud-iciary, impeachment
simply makes the judiciary an accountable branch by making individual judges
more responsible for their decisions, thus preventing their usurping, misusing,
or abusing power."38
What DeLay, Barton, and
others are really advocating—impeachment under proper constitutional
criteria—has broad histor-ical support. Once that is understood, it will be easy
to understand (as this article will demonstrate) that the Framers also intended
the very process of impeachment investigations to have a salutary effect on the
federal judiciary, regardless of whether convictions are obtained. Once again,
Cooper and those in his camp are mistaken.
This article will examine three
issues. Section II will briefly explore why those in the Christian community
have a unique vantage point on the propriety of impeaching rogue federal judges.
Section III will make the case that although no federal judge has ever been
impeached for rendering unconstitutional opinions, it is historically and
constitutionally defensible to begin to do so. Finally, in Section IV, this
article will examine specific judges that have been suggested as candidates for
impeachment and evaluate whether they are, indeed, valid targets of impeachment
inquiries under historical standards.
II. Covenant
Breaking
Christians have a
special interest in the issue of removing rogue federal judges. It is no
coincidence that the "Religious Right" was in the vanguard of the current
impeachment movement. The unique perspective that gives Christians this special
interest is the biblical concept of covenants.
Consider this quotation: "Our
Constitution is a covenant running from the first generation of Americans to us
and then to future generations." Who made that statement? Some member of the
"radical Religious Right"? Although the statement would undoubt-edly be embraced
by most of the conservative individuals and advo-cacy organizations mentioned in
the Introduction, that statement comes from United States Supreme Court Justices
Sandra Day O’Connor, Anthony Kennedy, and David Souter in their joint opinion in
Planned Parenthood v. Casey.39
Unfortunately, the Justices who wrote the joint opinion did not understand
covenant principles very well. Covenant is a religious concept, originating in
the ancient Near Eastern religions.40 Covenant is also a critical component of
Christianity.41 From Christianity, the idea of covenant
was adopted by the American Founding Fathers:
Viewing the United States Constitution as the critical
expression of the American constitutional tradition, we move back in time,
seeking the less differentiated, more embryonic expression of what is in
that document. Our search takes us to the earliest state constitution, then
to colonial documents of foundation that are essentially constitutional such
as the Pilgrim Code of Law, and then to proto-constitutions such as the
Mayflower Compact. The political covenants written by English colonists in
America lead us to the church covenants written by radical Protestants in
the late 1500s and early 1600s, and these in turn lead us back to the
Covenant tradition of the Old Testament. The American constitutional
tradition derives much of its form and content from the Judeo-Christian
tradition as interpreted by the radical Protestant sects to which belonged
so many of the original European settlers of British North America.42
Thus Justices O’Connor, Kennedy, and Souter were correct to
assert that the Constitution is a covenant even if they did not understand the
full ramifications of the concept.
One covenant principle that we see
plainly in scripture—and that Christians need to take seriously—is that a
covenant may not be added to without mutual consent. We see God Himself
revealing this principle in His covenant with Israel: "Do not add to what I
com-mand you."43 Any judge or justice who makes up out of whole
cloth a new fundamental right, or arrogates to himself authority or power not
granted by the Constitution, certainly adds to our national cove-nant, and thus
becomes a covenant breaker.
One person who breaks a covenant can
bring disaster on the entire nation. Christians would do well to recall the
story of Achan. He stole some of the "devoted things," that is, the spoils of
war that God had commanded the Israelites to destroy.44
His act was unknown to his fellow Israelites. But when they went to attack Ai,
they were defeated and his sin cost the lives of others.45
In this same passage from the Bible, God explains the relationship between
one covenant breaker and the consequences to the entire nation (notice God
says "they" not "he"):
Israel has sinned; they have violated my covenant, which
I commanded them to keep. They have taken some of the devoted things; they
have stolen, they have lied, they have put them with their own possessions.
That is why the Israelites cannot stand against their enemies; they turn
their backs and run because they have been made liable to destruction. I
will not be with you anymore unless you destroy whatever among you is
devoted to destruction.46
Our Constitution
is not a covenant in which God is a party; that is, it is not a covenant between
God and America. However, a covenant is implicitly an agreement in which God is
invoked as a witness. Spiritual consequences result from its violation.47
Thus, for Christians, removing covenant breakers from office takes on special
significance.
A related, but analytically distinct
issue, should also be of special significance to Christians. The Bible is
replete with references to dire consequences for a nation when its leaders
engage in unrighteous conduct. Chapter nine, verse twelve from the book of
Daniel is illustrative. It states, "[a]nd He hath confirmed his words, which He
spake against us, and against our judges that judged us, by bringing upon us a
great evil: for under the whole heaven hath not been done as hath been done upon
Jerusalem."48
As just discussed,
any federal judge who violates our national covenant is engaged in covenant
breaking, which is in-and-of-itself unrighteous. However, many judicial actions
may be unrighteous for a second, independent reason. Romer v. Evans,49
is a case in point. In Justice Kennedy’s majority opinion, the Court not only
held that the citizens of Colorado could not amend their state constitution to
prohibit special rights for homosexuals; it also declared that the only possible
explanation for why 800,000 Coloradans voted to deny such special rights was
"animus." In other words, these voters were full of hate.50
Clearly, such a
declaration by the United States Supreme Court—which flouts the Word of God—is
unrighteous conduct. The Bible is clear: Homosexuality is an abomination.51
Christians—or anyone who accepts this part of our Judeo-Christian heritage—who
take these biblical admonitions seriously are now declared to be hate-mongers
and bigots. The Romer decision actually constitutes multiple unright-eous
acts. First, it gave a huge boost to the homosexual movement. Many of the issues
subsumed under the rubric of "the homosexual agenda" relate to obtaining special
civil rights status for homo-sexuals.52
Second, it calls evil "good" and good "evil."53
These examples of unrighteous
behavior by the Supreme Court majority in Romer are not isolated. The
concerned Christian can evaluate the judges and cases that will be examined in
Section IV for other examples of unrighteous behavior. All people who are
con-cerned about constitutional violations will be equally interested in the
discussion in Section IV. However, those readers of this Law Review who are
especially interested in its mission to bring to bear biblical principles upon
current legal issues will be doubly concerned that our national covenant is
being violated. These violations have spiritual consequences. Impeachment is the
only constitutional provision by which we may remove judicial covenant-breakers
from office.
III. The
Constitutional Grounds
A. Defining the
Grounds
Ever since the
ratification of the United States Constitution in 1788, there has been much
concern about usurpation of power by the judicial branch of the federal
government in general and by the United States Supreme Court in particular. In
the early years of our Repub-lic, impeachment was not seen as a radical response
to that problem. That view is a modern-day phenomenon. As early as 1803, United
States District Judge John Pickering was impeached and convicted, and in 1804,
Supreme Court Associate Justice Samuel Chase was impeached and acquitted.54
Even in more recent
history, there have been times when the actions of members of the federal
judiciary have caused such outrage that the American people have clamored for
impeachment. Recent examples include the public outcries for the impeachment of
Chief Justice Earl Warren and the actual House resolutions calling for the
impeachment of Associate Justices Abe Fortas and William O. Douglas.55
From 1986 to 1989, after a fifty-year lull, three federal judges were impeached
and convicted.56
As Table 1 shows, sixteen
federal officials have been impeached in the history of our nation. Of these,
thirteen have been members of the judiciary. 57
All seven officials who were convicted were judges. In addition, as of 1991, at
least fifty-nine federal judges had been the subjects of House impeachment
investigations.58
TABLE 1—IMPEACHED
OFFICIALS
NAME |
YEAR |
OFFICE |
CHARGE(S) |
RESULT |
William Blount |
1797 |
Senator
(Tenn.) |
5 articles:
conspiring with British and Indian forces against the Spanish59 |
In a separate
proceeding, the Senate expelled Blount the day after the House impeached
him. His lawyers argued both that Senators were not subject to impeachment
and that he could not be impeached since he no longer held office. The
impeachment was dismissed60 |
John Pickering |
1803 |
U.S. Dist. Ct. Judge for
Dist. of NH |
4 articles: issuing an
order which violated an act of Congress; refusal to hear witnesses in a
case; refusal to allow an appeal of a case; and drunkenness and blasphemy61 |
convicted and removed from
office62 |
Samuel Chase |
1804 |
Assoc. Justice of the U.S.
S. Ct. |
8 articles: "highly
arbitrary, oppressive, and unjust" treatment of attorneys, wit-nesses, grand
juries and juries; violating the Sixth Amendment fair trial rights of
defendants63 |
acquitted64 |
James H. Peck |
1830 |
U. S. Dist. Judge for
Dist. of Mo. |
1 article: holding an
attorney in contempt of court "arbitrarily, oppressively, and unjustly"65 |
acquitted66 |
West H. Humphreys |
1862 |
U.S. Dist. Judge for E.,
M., & W. Dist. of Tenn. |
7 articles: supporting the
secession movement and acting as a Confederate judge67 |
acquitted on one sub-part;
convicted on all other articles and sub-parts; removed from office and
disqualified from further office holding68 |
Andrew Johnson |
1868 |
President |
11 articles: removing and
replacing the Secretary of War69 |
acquitted on 3 articles;
Senate then adjourned sine die70 |
Mark W. Delahay |
1873 |
U.S. Dist. Judge for the
Dist. of Kan. |
no articles ever drafted;
the investi-gating committee reported "personal habits [that] unfitted him
for the judicial office," questionable financial dealings, and drunkenness71 |
Delahay resigned after
being impeached and before articles could be drafted; the House took no
further action72 |
William W. Belknap |
1876 |
Secretary of War |
5 articles: bribery73 |
Belknap resigned and the
Senate acquitted on that ground74 |
Charles Swayne |
1904 |
U. S. Dist. Judge for N.
Dist. of Fla. |
12 articles: falsifying
expense accounts, unauthorized use of a railroad car in the possession of a
receiver he had appoint-ed; not residing in his district; and "un-lawfully"
holding attorneys in contempt75 |
acquitted76 |
Robert W. Archbald |
1912 |
U.S. Com-merce Ct.
(Circuit) Judge |
13 articles: influence
peddling with litigants before him while a district and circuit judge77 |
acquitted on 8 articles
(all but one relating to conduct while a District Judge, an office he no
longer held); convicted on 5 articles; removed from office and disqualified
from further office holding78 |
George W. English |
1926 |
U.S. Dist. Judge for E.
Dist. of Ill. |
5 articles: disbarring
lawyers; summoning state officials and members of the press to court to
threaten them with jail or removal from office; threat-ening jurors;
favoritism in appointing bankruptcy referees; allowing referees to also
serve as attorneys in their cases; personally benefiting from collusion with
referees; and use of profanity79 |
English resigned before
Senate trial began; the House requested the Senate to terminate the
proceedings; the Senate complied80 |
Harold Louderback |
1933 |
U.S. Dist. Judge for N.
Dist. of Cal. |
5 articles (the 5th
article was amended prior to the start of the trial):81
setting up a false residence in anticipation of a divorce action by his
wife; and impropriety relating to bankruptcy receiver82 |
acquitted83 |
Halsted L. Ritter |
1936 |
U.S. Dist. Judge for S.
Dist. of Fla. |
Originally 4 articles;84 amended to 7 articles: corruption in a
receivership case; practicing law while serving as a federal judge; and
income tax evasion85 |
acquitted on first six
articles which contained specific alleg-ations; convicted on seventh article
which merely recapit-ulated the prior six articles; removed from office;86
sued in Court of Claims for salary on the basis that articles did not meet
constitutional standards for impeachment and that Senate could not
justifiably acquit on the first six articles and convict on the seventh;
court ruled courts have no authority to review impeachments87 |
Harry E. Claiborne |
1986 |
U.S. Dist. Judge for Dist.
of Nev. |
4 articles: the judge had
been convicted of income tax evasion but as a convicted felon he refused to
resign88 |
acquitted on one article;
convicted on three articles; removed from office89 |
Alcee L. Hastings |
1988 |
U.S. Dist. Judge for S.
Dist. of Fla. |
17 articles: taking a
bribe; lying and submitting false evidence in his criminal trial; and
revealing wire tap information90 |
acquitted on 3 articles;
convicted on 8 articles; the Senate declined to vote on 6 articles; removed
from office91 |
Walter L. Nixon, Jr. |
1989 |
U.S. Dist. Judge for S.
Dist. of Ms. |
3 articles: perjury before
a grand jury (for which he had been convicted in a criminal trial)92 |
acquitted on 1 article;
convicted on two articles; removed from office;93
sued to overturn conviction; Supreme Court ruled verdict unreviewable94 |
One of the most
intriguing aspects of the history of impeachment in America is that no judge has
ever been impeached for some of the behaviors that citizens are the most
concerned about. As they are today, in the wake of the Romer decision,
Americans have often been concerned about judicial activism, judicial tyranny,
evolutionary jurisprudence, rendering unconstitutional opinions, and the like.95
Indeed, at least one opponent of the current impeachment movement, Bruce Fein,
has made much of this fact.96
However, there are
several historical reasons why impeachment has never been attempted for these
offenses. In 1803-1805, President Thomas Jefferson attempted to use impeachment
as a political weapon against Federalist judges.97
Jefferson, and those pursuing impeachment in the House, properly understood that
"high crimes and misdemeanors" was an elastic term, designed to encompass
unindictable offenses.98 However, they abused the process by
attempting to circumvent the limits the Framers intended for the term.99
History is the best guide
to understanding why the term "high crimes and misdemeanors" was chosen. History
also demonstrates that Jefferson went beyond the Framers’ intent when he sought
to use impeachment to remove federal judges simply because they belonged to the
opposing political party. Anyone who seeks to do the same today would be guilty
of the same error. However, anyone who seeks to remove tyrannical federal judges
would use the tool of impeach-ment exactly as intended by the Framers.
Many who object to the current impeachment
movement cor-rectly point out that the Constitution prescribes an exhaustive
list of reasons for which a federal official may be impeached. Those reasons are
"treason, bribery, or other high crimes and misdemeanors."100
These naysayers
point out that the federal judges who are the target of impeachment efforts are
not guilty of bribery nor (apparently)101
of treason under the narrow definition provided in the Constitution.102
These impeachment opponents fail to recognize what the term "high crimes and
misdemeanors" encompassed. This criticism of the impeachment movement comes in
three basic forms. The first version is the bald assertion that impeachment was
not meant to cover rendering opinions that Congress disagrees with.103
As pointed out in the Introduction, this is a mischaracterization of the
impeachment movement. The second version is a similarly bald assertion that
impeachment will not lie for rendering unconstitutional opinions.104
The third version is that impeachment will only lie for an indictable offense.105
A quick review of Table 1
is enough to dispel some of these mistaken beliefs. However, additional
historical data will demon-strate in greater detail why those individuals behind
the current impeachment movement—like Congressman DeLay, David Barton and this
author—are in the right and those who oppose the current impeachment
movement—like the ABA, seventy-five bar association presidents, and 104 law
school deans—are in the wrong.
At the Constitutional Convention, George Mason
suggested the term "mal-administration" as a needed grounds for impeachment
because: "Treason as defined in the Constitution will not reach many great and
dangerous offenses . . . . Attempts to subvert the Con-stitution may not be
Treason as above defined."106 However,
James Madison objected to the term because "so vague a term will be equivalent
to a tenure during the pleasure of the Senate." The Convention instead adopted
the phrase "high crimes and mis-demeanors."107
Thus, the Framers also included a powerful check on judicial tyranny, while
being careful to protect the independence of the judiciary.
The Framers chose the term "high crimes and
misdemeanors" for this dual purpose because it was a phrase that already had a
long 400-year history.108 The term is
not derived from criminal law at all but was coined in the context of the 1386
impeachment of the Earl of Suffolk.109
In fact, at that time there was no such crime as a mis-demeanor. In those days,
lesser crimes were prosecuted as "tres-passes."110
The phrase "high crimes and misdemeanors" applied to political crimes, i.e.,
crimes against the state whether indictable or not.111
One point needs to be
clarified. The Constitutional Convention substituted the phrase "high crimes and
misdemeanors" for the "vague" term "maladministration." Yet Sir William
Blackstone—whose views on this matter many scholars of impeachment consult112—considered maladministration to be a
high crime or misdemeanor. The answer to this seeming contradiction lies in the
fact that Blackstone (and Mason) were describing a key political crime while
Madison was warning about an abuse of the terminology used to name that crime.
Blackstone’s use of maladministration is clearly limited to crimes against the
state and does not extend to removing one’s personal enemies. For example, he
writes that public officials are subject to impeachment because they "may
infringe the rights of the people, and be guilty of such crimes, as the ordinary
magistrate either does not or cannot punish."113
The Framers were well
aware of the 400 years of English im-peachment history. Richard Wooddeson,
Blackstone’s successor as Vinerian Lecturer, authored the first "methodical
compilation" on the subject of English impeachment beginning in 1777. The work
was "much cited in our country."114
Wooddeson explicitly
stated that impeachment is appropriate for misdeeds that would not be cognizable
in the ordinary courts of law. In his discussion of what had historically
constituted "high crimes and misdemeanors" and thus grounds for impeachment, he
wrote that judges could be impeached if they "mislead their sovereign by
unconstitutional opinions."115 In his Commentaries on the
Constitution of the United States, Justice Joseph Story paraphrased and
summarized Wooddeson’s work:
In examining
the parliamentary history of impeachments it will be found that many
offenses not easily definable by law, and many of a purely political
character, have been deemed high crimes and misdemeanors worthy of this
extraordinary remedy. Thus, lord chancellors and judges and other
magistrates have not only been impeached for bribery, and acting grossly
contrary to the duties of their office, but for misleading their sovereign
by unconstitutional opinions and for attempts to subvert the fundamental
laws, and introduce arbitrary power.116
Mason (as noted
above) was desirous that, because the traditional definition of treason had been
narrowed by the Convention, some of the old grounds for treason would be under
"maladministration." In particular, Mason was concerned that efforts to subvert
the Constitution might not constitute treason. To modern scholars it may seem
strange that Mason had any question whatsoever about this matter. It appears—on
the face of the document—that subverting the Constitution is outside the
definition of treason adopted by the Convention. Perhaps the answer lies in the
fact that Mason understood that, under the constitutional definition, treason
includes "levying war."117 In the English impeachment of the
Earl of Strafford (1642), subverting the fundamental laws and introducing
arbitrary power were characterized as "high treason" because such actions were
held to constitute "levying war" against the people and the King.118
The early Supreme
Court likely relied on the same logic when it declared that that either usurping
or abrogating authority constituted treason under the Constitution—despite the
fact that, to modern thinking, these things do not fit the Constitutional
definition. The Court stated, "We have no more right to decline the exercise of
jurisdiction which is given, than to usurp that which is not given. The one or
the other would be treason to the constitution."119
So, although subverting the Constitution
very possibly was included as an impeachable offense under the treason
provision, Mason wanted to "hedge his bets" and cover it in another provision,
as well. The term "high crimes and misdemeanors," was eventually adopted to meet
Mason’s concerns. The term, therefore, subsumes the political crimes of
subverting the fundamental laws and introducing arbitrary power.
The fact that Jefferson, as
President, went too far does nothing to change the Framers’ intention regarding
the proper uses of impeachment. Clearly, the Framers intended to create an
independent judiciary. Hamilton dedicated several numbers of the Federalist
to this issue.120 However, it is equally true that Hamilton, in
Federalist No. 81, wrote of
the important
constitutional check which the power of instituting impeachments . . . would
give to [Congress] upon the judicial department. This is alone a complete
security. There can never be danger that the judges, by a series of
deliberate usurpations on the authority of the legislature, would hazard the
united resentment of the body intrusted [sic] with it.121
Jefferson and his
allies sought to remove Federalist judges from the bench simply because they
were political adversaries. The nation should be grateful that they failed. When
many of the Framers and early constitutional scholars stated that impeachments
were political in nature, they did not mean that they were to be used as a
political weapon against political enemies. Rather, they meant that they were to
be used to punish "political crimes," which would often be outside the
cognizance of the criminal statutes or which could be punished both by criminal
prosecutions and with impeachment.
The Framers did not simply have
knowledge of English impeachment history. They also explicitly adopted the same
"ground rules" for America. Consider several of the following representative
quotations. Alexander Hamilton, in The Federalist Papers, wrote:
The subjects of its [impeachment’s] jurisdiction are
those offenses which proceed from the misconduct of public men, or, in other
words from the abuse or violation of some public trust. They are of a nature
which with peculiar propriety be denominated POLITICAL, as they relate
chiefly to injuries done immediately to the society itself.122
Justice James
Wilson, a signer of the Constitution and one of the five original Supreme Court
Justices explained that "Impeachments are confined to political characters, to
political crimes and mis-demeanors, and to political punishments."123
In multiple
discussions in his Commentaries, Justice Joseph Story strongly attacked
the idea that high crimes and misdemeanors could be limited to indictable
offenses:
The jurisdiction is to be exercised over offences,
which are committed by public men in violation of their public trust and
duties. Those duties are, in many cases, political; and, indeed, in
other cases, to which the power of impeachment will probably be applied,
they will respect functionaries of a high character,
where the remedy would otherwise be wholly inadequate, and the
grievance be incapable of redress. Strictly speaking, then, the power
partakes of a political character, as it respects injuries to the
society in its political character . . . .124
The plain
inference is that the remedy will be "wholly inad-equate" because the offences
are not indictable.
However, there are other passages in
which Story speaks less euphemistically. For example, he also explained:
The offences to which the power of impeachment has been
and is ordinarily applied as a remedy are of a political character. Not but
that crimes of a strictly legal character fall within the scope of power . .
. but that it has a more enlarged operation, and reaches what are aptly
termed political offenses, growing out of personal misconduct or gross
neglect, or usurpation, or habitual disregard of the public interests, in
the discharge of the duties of political office. These are so various in
their character, and so indefinable in their actual involutions, that it is
almost impossible to provide systematically for them by positive law. They
must be examined upon very broad and comprehensive principles of public
policy and duty.125
Here Story was
quite specific: impeachable offenses include both indictable crimes and
unindictable political offences. Yet, he went on to make an even stronger
statement, noting that no one in his day had asserted that impeachment could be
confined to federal crimes:
Again, there are many offences, purely political, which
have been held to be within the reach of parliamentary impeachments, not
one of which is in the slightest manner alluded to in our statute book.
And, indeed, political offences are of so various and complex a character,
so utterly incapable of being defined, or classified, that the task of
positive legislation would be impracticable, if it were not almost absurd to
attempt it. . . . [N]o one has as yet been bold enough to assert
that the power of impeachment is limited to offences positively defined in
the statute book of the Union, as impeachable high crimes and misdemeanors.126
A final point is
also well worth noting. None of the earliest impeachments involved an indictable
crime.
Congress have unhesitatingly adopted the conclusion that
no previous statute is necessary to authorize an impeachment for any
official misconduct; and the rules of proceeding, and the rules of evidence,
as well as the principles of decision, have been uniformly regulated by the
known doctrines of the common law and [English] parliamentary usage. In
the few cases of impeachment, which have hitherto been tried, no one of the
charges has rested upon any statutable misdemeanors.127
We also recall
that other passage from Story, cited earlier, wherein he recounts that:
[L]ord chancellors, and judges, and other magistrates,
have not only been impeached for bribery, and acting grossly contrary to the
duties of their office, but
for misleading their sovereign by unconstitutional opinions, and for
attempts to subvert the fundamental laws, and introduce arbitrary power.128
These last examples are not indictable crimes. Yet they
constitute political offenses which judges committed from the 1300s through the
1700s.
In summary, it is beyond dispute that
the Framers intended impeachment to be used against political crimes whether
indictable or not. It is also clear that "misleading their sovereign by
uncon-stitutional opinions and for attempts to subvert the fundamental laws, and
introduce arbitrary power"129 were "high crimes and mis-demeanors"
about which the Framers were particularly concerned with regard to the judicial
branch.
Jefferson’s attempted abuse of this
tool led to its disfavor. Another possible contributing factor was that
officials who had been impeached for unindictable offenses almost universally
argued the opposite view—that only indictable offenses were impeachable—even
though no impeached official has ever persuaded the Senate with this argument.130
However, the fact
that judges have been susceptible to these temptations of power for hundreds of
years illustrates the biblical truth, "That which has been is that which will
be, And that which has been done is that which will be done. So, there is
nothing new under the sun."131 It also illustrates the wisdom of the
Framers in providing for a safeguard against this propensity. The modern day
advocates of judicial impeachment are not seeking to introduce some radical new
threat to judicial independence. Rather, they are urging a return to the wisdom
of the Framers which has been lost through historical accident.
B. Objection: It’s Never Been Done
Those who want to
honor the wisdom and original intent of the Framers can raise only two
objections. The first is that it has never been done.132
The simple answer to this objection
(other than "So what?") is that the history of American impeachments is a
history of "it has-never-been-done’s" (and for that matter, very often of
"never-done-again’s.") Table 2 shows some of the groundbreaking aspects of each
of the impeachment proceedings.
TABLE 2—GROUND
BREAKING ASPECTS OF VARIOUS IMPEACHMENTS133
IMPEACHED OFFICIAL |
GROUND BREAKING ASPECTS |
William Blount |
First impeachment under
U.S. Constitution |
John Pickering |
First impeachment of a
federal judge
First impeachment for drunkenness
First impeachment for blasphemy
First impeachment of defendant thought insane
First conviction |
Samuel Chase |
First impeachment of a
Supreme Court Justice
First impeachment initiated by a Congressman (prior two
initiated by presidents)
First impeachment in which defendant was present |
James Peck |
First impeachment
initiated by a citizen’s petition (petitioner tried 3 times before
succeeding)
First impeachment alleging only 1 article |
West H. Humphreys |
First impeachment for
failure to hold court
First impeachment in which accused refused to resign
despite inability to fulfill office (Humphreys was at the time serving as a
Confederate judge but Lincoln could not nominate replacement until Humphreys
was impeached)
First impeachment in which no defense was mounted
First convicted official to be barred from future office
holding |
Andrew Johnson |
First impeachment of a
president
First impeachment involving a dispute between two
coordinate branches over the constitution
First impeachment in which trial was never completed
(Senate adjourned sine die after voting on only three articles) |
Mark W. Delahay |
First impeachment in which
resignation took place before articles could be drafted |
William W. Belknap |
First impeachment of a
Cabinet Officer
First impeachment for bribery (although Articles used the
term "high crimes and misdemeanors")
First impeachment in which the major political parties
joined forces to conduct the prosecution
First acquittal on the grounds of resignation |
Charles Swayne |
First impeachment
initiated by the petition of a state legislature |
Robert W. Archbald |
First impeachment of a
Circuit Judge
First impeachment for offenses in current and previous
office
First impeachment for violating good behavior clause
First impeachment containing a "catch-all" summary
article |
George English |
First impeachment for
profanity
First impeachment in which House requested Senate to
terminate proceedings |
Harold Louderback |
First impeachment
initiated by a Bar Association’s petition
First impeachment in which the full House overrode the
Judiciary Committee’s recommendation not to impeach
First impeachment in which the House revised the articles
after they had been presented to the Senate |
Halsted L. Ritter |
First impeachment on
"stale" charges (i.e., no on-going offenses; last allegation was 6 years
old)
First conviction on a "catch-all" article
First conviction challenged in court |
Harry E. Claiborne |
First impeachment of a
convicted felon
First impeachment in which the Senate initially declined
to receive the impeachment message from the House
First impeachment in which Senate utilized a committee to
investigate, i.e., the first impeachment in which the full Senate did not
hear all the evidence |
Alcee L. Hastings |
First impeachment
initiated by a petition from the Judicial Conference
First impeachment in which Senate convicted despite
defendant’s acquittal in criminal trial
First impeachment in which Senate declined to vote on all
articles |
Walter L. Nixon, Jr. |
First time the Senate
convicted two defendants in one year |
Table 2
demonstrates that the rallying cry "it’s never been done before" has never
carried any weight with the House, the Senate or the various people inside and
outside of government who sought to initiate proceedings. Likewise, the fact
that no judge or justice has ever been impeached for rendering unconstitutional
opinions should not carry any weight either.
Furthermore, there are, in fact,
several near-precedents. At least on one occasion, a resolution seeking the
impeachment of a Supreme Court Justice was introduced in response to a direct
judicial act. Representative W. M. Wheeler (D-Ga.) introduced the resolution
after Justice Douglas stayed the execution of Julius and Ethel Rosenberg on June
17, 1953.134
The House Judiciary Committee appointed a special subcommittee that immediately
began its work. It had already held one hearing, when, just two days later on
June 19, the full Supreme Court overruled Douglas’ stay.135
Shortly thereafter, the full Judiciary Committee tabled the resolution calling
for impeachment.136
In addition, a
quick review of Table 1 demonstrates that tyrannical actions (although of a
different type than discussed in this article) from the bench have often lead to
impeachment proceedings against lower federal judges.
C. Objection: It
Can’t Be Done
The other
objection is that it simply cannot be done. This objection actually takes two
forms. The first is that, despite the per-suasive historical evidence to the
contrary, rendering unconstitutional opinions has never constituted an
impeachable offense in our nation’s history. In other words, it is argued, a
plausible case has been made that impeachment lies for political crimes.
However, the argument continues, the only historical references to the
impeachment for rendering unconstitutional opinions are those cited above from
Story and Hamilton137 and those are
merely theoretical or reflect an aspect of the English impeachment history that
has never been acted upon in this country.
The answer to this objection is
several-fold. To a certain extent, this is just another version of the previous
objection: it’s never been done. That objection has been answered. However, we
must also recognize that the view put forth here—that impeachment lies for
unconstitutional opinions—is neither theoretical only nor limited to the pages
of antiquity.
The only impeachment of a Supreme
Court Justice involved, at least obliquely, the issue of rendering an opinion
that in the view of Congress was unconstitutional. Thus, it provides a case
study that is not totally hypothetical. After Supreme Court Justice Chase’s
impeachment, but prior to his acquittal, Chief Justice John Marshall wrote in a
letter to Chase that:
[T]he present doctrine seems to be that a Judge giving a
legal opinion contrary to the opinion of the legislature is liable to
impeachment. . . . I think the modern doctrine of impeach-ment should yield
to an appellate jurisdiction in the legislature. A reversal of those legal
opinions deemed un-sound by the legislature would certainly better comport
with the mildness of our character than [would] a removal of the Judge who
has rendered them unknowing of his fault.138
Clearly, Marshall
believed that Justices could be removed for rendering opinions that Congress
considered to be unconstitutional. Marshall held this opinion, despite
Jefferson’s political witch-hunt and Marshall’s fear that he was also likely to
be a target.139
More
contemporary jurists and scholars have also advocated impeachment specifically
for justices who render unconstitutional opinions. Justice Felix Frankfurter was
perhaps the most important of these. In Rochin v. California,140
Frankfurter clearly stated that if Supreme Court Justices would not restrain
themselves, they were subject to impeachment: "Restraints on our jurisdiction
are self-imposed only in the sense that there is from our decisions no immediate
appeal short of impeachment or constitutional amend-ment."141
This is a most important quotation in that it bears directly on the case of the
"Romer 6" which will be examined in Section III. How can impeachment serve as an
appeal of a Supreme Court opinion? The most logical answer is, only if you
impeach all of the Justices who formed the majority.
Another recent voice acknowledging
the role of impeachment is former West Virginia Supreme Court Chief Justice
Richard Neely, a man who has engaged in quite a bit of judicial activism
himself, yet who is honest enough to admit what the consequences can be.142
Neely, writing as recently as 1981 and citing divisive social issues of the day,
noted that:
when we come to constitutional law, the actions of courts
are almost entirely outside the control of the legislative branch. The
courts’ rulings in constitutional matters cannot be changed except by
amending the federal or state consti-tutions, which, as history
demonstrates, is extremely dif-ficult to do. Consequently, when the United
States Supreme Court says that segregation is unconstitutional, or mandates
the reapportionment of state legislatures to give the previously
underrepresented citizen in urban areas one-man, one-vote for both houses of
the state legislature, or rules that states cannot interfere with
doctor-patient decision con-cerning abortions during the first trimester,
there is absolutely no recourse from its decision except constitutional
amendment or impeachment of the court and appointment of a new court
which will overrule the offending decision.143
Another important
modern day advocate of impeachment is Professor Raoul Berger. His 1973 book,
Impeachment: The Constitutional Problems, is one of the most helpful on the
subject. In it, he thoroughly discusses the nature of "high crimes and
misdemeanors" including an analysis of the key passages from Joseph Story’s
Commentaries discussing the English impeachments for rendering
unconstitutional opinions.144
Berger, in his 1977 book Government by Judiciary, wrote: "When the
judiciary substitutes its own value choices for those of the people it subverts
the Constitution by usurpation of power."145
Berger pointed out that "both the English and the Founders regarded ‘usurpation’
or subversion of the Constitution as the most heinous of impeachable offenses."146 He also specifically addressed Federalist No.
81, commenting, "judicial usurpation, as Hamilton stated, can be met by
impeachment."147
Berger’s work
is especially important because of his acknow-ledged standing as an expert on
impeachment. Major portions of Im-peachment, though not yet published,
were included in the Watergate impeachment resource materials compiled by the
House Committee on the Judiciary.148 The finished book was cited by the
Supreme Court in Nixon v. United States149
in upholding the impeachment con-viction of Judge Nixon.150
The second version
of the "it can’t be done" objection is that there is not enough political will
to accomplish impeachment. It is not the purpose of this article to
prognosticate on the possibilities of successfully impeaching one or more
federal judges or justices. Rather, it is the purpose of this article to
demonstrate that impeachment is constitutionally justifiable in every instance
of judicial tyranny and that there are dire spiritual consequences to leaving
covenant-breakers in office. Under those assumptions, this article advocates
pursuing impeachment, whatever the probability of eventual success may be.
It is incumbent upon those who
believe that impeachment is a proper response to the Romer decision to
educate the public and their representatives on this matter. It may be helpful
to remind elected representatives of Gerald Ford’s famous comments on the floor
of the House during his drive to impeach Supreme Court Justice William Douglas:
What, then, is an impeachable offense? The only honest
an-swer is that an impeachable offense is whatever a majority of the House
of Representatives considers it to be at a given moment in history;
conviction results from whatever offense or offenses two-thirds of the other
body considers to be sufficiently serious to require removal of the accused
from office.151
The broadest
possible interpretation of Ford’s remarks should be repudiated as a true threat
to the independence of the judiciary. However, Ford’s remarks are susceptible to
a narrower interpretation. They are true to the extent that "high crimes and
misdemeanors" was a term deliberately chosen for its historical elasticity
(although intending to set some undefined ultimate limit). His comments are also
true to the extent that the judgment of the House and Senate in their respective
roles is unreviewable in the federal courts.
Three times the federal courts have
ruled that impeachment convictions are unreviewable. The Court of Claims so held
when Judge Ritter sued for back pay.152
The District Court, Court of Appeals, and Supreme Court all so held when Judge
Nixon sued to have his impeachment declared unconstitutional on procedural
grounds.153
The District Court and Court of Appeals so held when Judge Hastings challenged
his impeachment trial on Fifth Amendment Due Process and procedural grounds.154 Ford’s comments, and the unreviewable nature of
impeachment convictions, may help some representatives feel "safer" in jumping
on the impeachment bandwagon.
To put the proper bounds on Ford’s
statement one should consider the remarks made before the American Bar
Association by William Taft, the only man to serve the United States as both
President and Chief Justice of the Supreme Court:
Under the authoritative construction by the highest court
of impeachment, the Senate of the United States, a high misdemeanor for
which a judge may be removed is misconduct involving bad faith or wantoness
[sic] or recklessness in his judicial actions, or in the use of his official
influence for ulterior purposes. By the liberal interpretation of the term
"high misdemeanor" which the Senate has given there is now no difficulty in
securing the removal of a judge for any reason that shows him unfit.155
There is another
answer to the objection that "it cannot be done." There is evidence that the
mere threat of impeachment will have a salutary effect on the federal judiciary.
As noted in the Introduction, the law school deans found this aspect of the
impeachment movement especially troubling. Yet, the historical data clearly
reflect that the Framers intended the threat of impeachment to have exactly this
effect. Impeachment is a multi-step process. Resolutions can be introduced,
authorizing impeachment directly or authorizing an investigation into possible
impeachment proceedings. Assuming that an investigation occurs first, the steps
leading to conviction would include investigation, debate on whether or not to
draft articles of impeachment, a vote on passage of the articles, a trial in the
Senate, and conviction. The farther the process goes, the greater the salutary
impact will likely be. Those who are persuaded that impeaching judicial tyrants
is correct should not give up before they start simply because they don’t think
they can obtain the final goal of conviction.
Joseph Story understood that the
threat of impeachment must be real in order to serve as an effective check. He
wrote that on the one hand, impeachment should not "be a power so operative and
instant that it may intimidate a modest and conscientious statesman or other
functionary from accepting office," but that on the other hand, it must not be
"so weak and torpid as to be capable of lulling offenders into a general
security and indifference."156
There is some
evidence to support the thesis that impeachment investigations also serve the
function Story anticipated. The fol-lowing table reveals that the Congresses of
the Framers’ generation were much more likely to contemplate impeachment than
Congress is today. The data compares impeachment investigations (judicial branch
only).
TABLE
3—IMPEACHMENT INVESTIGATIONS157
Dates
(in 50 year increments) |
Number of House Impeachment
Investigations |
Authorized Article III
Judgeships
(at 26th year) |
Ratio of Investigations to
Judgeships |
1790-1839 |
17 |
28 (1815) |
.61 |
1840-1889 |
12 |
63 (1865) |
.19 |
1890-1939 |
23 |
146 (1915) |
.16 |
1940-1989 |
7 |
407 (1965) |
.02 |
On the one hand,
this data might tend to show that it is harder today to generate impeachment
investigations than in previous eras. On the other hand, it may also show a need
to return to a day when judges knew that they were being watched. A comparison
of Table 1 with Table 3 yields the following relationship: the higher the ratio
of investigations, the lower the rate of actual (judicial) impeachments or
convictions. Table 4, below, shows these results.
TABLE
4—IMPEACHMENT INVESTIGATION RATIOS
Dates |
Number of House Impeachment
Investigations |
Number of Impeach-ments |
Number of con-victions |
Authorized Article III
Judgeships (at 26th yr.) |
Ratio of Investiga-tions to
Judgeships |
Ratio of Impeachments to
Investigation/
Judge |
1790-1839 |
17 |
3 |
1 |
28 (1815) |
.61 |
4.94 |
1840-1889 |
12 |
2 |
1 |
63 (1865) |
.19 |
10.50 |
1890-1939 |
23 |
5 |
3
includes resignation |
146 (1915) |
.16 |
31.74 |
1940-1989 |
7 |
3 |
3 |
407 (1965) |
.02 |
174.43 |
While this is
certainly not a ceteris peribus study and while the correlation
doesn’t prove causation, it is certainly grounds for the hypothesis that
impeachment investigations serve as a deterrent to behavior that would lead to
actual impeachments. In other words, investigations may serve as deterrents to
high crimes and misdemeanors. There is every reason to believe that an
investigation, an impeachment, or a conviction for rendering an unconstitutional
opinion would serve as a major wake-up call to all those federal judges who
exceed the limits of their constitutionally granted authority.
Now that Judge Sarokin has resigned
and Judge Baer has reversed his ruling, there is at least anecdotal evidence
that mere public debate about impeaching judges has impacted judicial behavior.
The law school deans found this troubling.158
This author believes these situations vindicate the wisdom of the Framers.
Here the Framers and the early
Congresses appear to have implicitly incorporated a Biblical principle into
their view of the proper use of the impeachment mechanism. To some extent,
im-peachment investigations themselves serve as a punishment to those whose
judicial conduct has not been above reproach—including those who have written
unconstitutional opinions. The public humiliation and interruption of one’s
private life are very sobering experiences, regardless of the outcome of the
investigation. One biblical role of punishment is to serve as a warning to
others. Several verses illustrate this point. In the book of Psalms, the
prin-ciple is expressed this way:
[Evildoers] devise injustices, saying, "We are ready with
a well-conceived plot;" For the inward thought and the heart of a man are
deep. But God will shoot at them with an arrow; Suddenly they will be
wounded. So they will make him stumble; Their own tongue is against them;
All who see them will shake the head. Then all men will fear, And all will
declare the work of God, And will consider what He has done.159
The same principle
is at work in the book of I Corinthians. Discussing God’s punishment of the
Israelites in the wilderness centuries earlier, the apostle Paul writes: "Now
these things happened as examples for us, that we should not crave evil things,
as they also craved."160 Again, this aspect of punishment is
addressed in II Peter: "He condemned the cities of Sodom and Gomorrah to
destruction by reducing them to ashes, having made them an example to those who
would live ungodly thereafter."161
Joseph Story’s description of the proper use of impeachment (including the
preliminary stages) appears to capture this principle perfectly: impeachment
must not become "so weak and torpid as to be capable of lulling offenders into a
general security and indifference."162
The bottom
line is this: There is no full answer to the problem of judicial tyranny short
of impeachment. Many other proposals have been put forth over the years, and
many others have been revived during the current debate, but none of them will
serve as a complete solution under our current Constitution.163
In fact, some of the proposals themselves are likely unconstitutional. It is
true that some of the proposals have involved adopting constitutional
amendments. However, the problem with most of these proposals is that they would
swing the pendulum too far the other way—the independence of the judiciary would
truly be threatened. Any answer involving recall, term limits, or removal on
less restrictive grounds threatens the independence of the judiciary. Any answer
based on removal of appellate jurisdiction only limits tyranny in those areas of
law. Any answer that allows the legislature to overrule the Supreme Court adds a
check not intended by the Framers—or to put it more precisely, unchecks a check
(upon the legislature) that was intended. Impeachment is the only acceptable
answer.
It is no less true today than it was
when The Federalist Papers were penned that impeachment "is the only
provision on the point [of checking the judiciary] which is consistent with the
necessary independence of the judicial character . . ."164
We should not and cannot shy away from impeachment. Joseph Story wrote of
certain things that the Constitution does and does not contemplate with regard
to impeachment:
The Constitution supposes that men may be trusted with
power under reasonable guards. It presumes that the Senate and the executive
will no more conspire to overthrow the government than the House of
Representatives. It supposes the best pledges for fidelity to be in the
character of the individuals, and in the collective wisdom of the people in
the choice of agents. It does not in decency presume that the two-thirds of
the Senate representing the States will corruptly unite with the executive,
or abuse their power.165
Surely, most, if
not all, of those on both sides of the current impeachment debate would give a
hearty "amen" to Story’s list of presuppositions. The nation would not survive
should our officials ever act so corruptly. However, Story’s list of necessary
presumptions does not end here. He goes on, in the very next sentence, to say:
"Neither does it suppose that a majority of the House of Representatives will
corruptly refuse to impeach . . ."166 Just as the Constitution cannot
protect our liberties if high officials conspire to overthrow the government, so
it cannot protect us if the House of Representatives fails to impeach tyrants.
IV.
Evaluating Candidates
A. The
Romer
Six
This section will
look at certain judges and justices who have been the target of calls for
impeachment. In the spirit of the discussion in Section III. C.—that is, in the
spirit of not being concerned with the ultimate chance of success—this Section
begins with an examination of the six United States Supreme Court Justices, "the
Romer 6," who constituted the majority in Romer. In examining whether
these justices are impeachable, this Section will look only at the
constitutional question, i.e., whether they are guilty of high crimes and
misdemeanors.
The previous sections, which reviewed
the Framers’ intent, highlighted certain matters that are particularly germane
to the case of the "Romer 6." First, rendering unconstitutional opinions,
subverting the fundamental laws, and introducing arbitrary power are all high
crimes and misdemeanors that constitute impeachable offenses. Furthermore,
subverting the fundamental laws may also constitute treason (see the remarks of
Mason, in Section II.A.).
"The Romer 6" are guilty of all of
these political crimes. The opinion is unconstitutional, i.e., it contains an
erroneous interpretation of the Constitution and thereby misleads the American
sovereign—the people. This is not merely sour grapes. Every lawsuit has one
winner and one loser. Not every losing attorney or litigant should shout
"impeachment"—that would be to recommit Jefferson’s error.
However, the Romer opinion is
egregiously non-legal and extra-legal. When Justice Kennedy declared Colorado’s
Amendment 2 unconstitutional, he summarily rejected the asserted governmental
interests and concluded that "Amendment 2 classifies homosexuals not to further
a proper legislative end but to make them unequal to everyone else."167
Furthermore, Kennedy asserted, there could be no explanation for the Colorado
vote other than animus.168
As Justice
Scalia pointed out in his dissent, the majority opinion is virtually devoid of
legal reasoning. For example, it is quite true, as Scalia wrote, that "the
Court’s opinion is so long on emotive utterance and so short on relevant legal
citation."169 Scalia also charged that the majority’s main
"proposition finds no support in law or logic."170
More specifically, he wrote that "[n]o principle set forth in the Constitution,
nor even any imagined by this Court in the past 200 years, prohibits what
Colorado has done here."171 Finally,
he wrote that "[t]oday’s opinion has no foundation in American constitutional
law, and barely pretends to."172
It is not unusual
for the dissenting justices to denigrate the major-ity’s opinion. However, when
broad segments of the legal com-munity concur with the dissenting justices, the
criticisms must be taken seriously. In the case of Romer, numerous
critics have already pronounced Scalia’s criticisms to be completely legitimate
or have added new criticisms of their own. One recent Law Review article
collected and summarized the criticisms of many observers this way:
[W]hen the Court rendered its decision, the only clear
aspect of its opinion was the conclusion that Amendment 2 violated the Equal
Protection Clause of the Fourteenth Amendment. The Court’s rationale and
analytical approach were both unclear. While the Court claimed to apply the
traditional framework of equal protection analysis, the result it reached
was inconsistent with the method it purported to employ. This resulting
inconsistency prompted some commentators to suggest that the Court was
disingenuous or at least shallow in its legal reasoning. Despite the Court’s
problematic legal reasoning, Romer is a decision with precedential
value that will inevitably affect future equal protection cases.173
Other criticisms
have included the following: "In the end, Romer v. Evans is a bad
judgment because it is a dishonest one."174
"Justice Kennedy’s majority opinion conspicuously failed to articulate a
principled justification. His opinion was rooted neither in original meaning nor
in precedent, and provided little guidance for future controversies."175
"The troubling thing about the 6-3 Romer decision is that the majestic
generalities of Justice Anthony Kennedy’s majority opinion are surrounded by
such crude, superficial, and evasive legal reasoning . . . ."176
These criticisms have come from all over the jurisprudential and ideological
map, and have been further summarized this way: "Many commentators have labeled
the Court’s opinion conclusory, incoherent, and superficial."177
These are the
very problems that initially sparked the talk of impeachment. Among the problems
that make the Romer
decision unconstitutional, Justice Scalia points out the following:
[Amendment
2’s] objective and the means chosen to achieve it, are not only
unimpeachable under any constitutional doctrine hitherto pronounced (hence
the opinion’s heavy reliance upon principles of righteousness rather than
judicial holdings); they have been specifically approved by the Congress of
the United States and by this Court.
. . . .
Since the Constitution of the
United States says nothing about this subject, it is left to be resolved by
normal democratic means, including the democratic adoption of provisions in
state constitutions. This Court has no business imposing upon all Americans
the resolution favored by the elite class from which the Members of this
institution are selected, announcing that "animosity toward homosexuality is
evil."
. . . .
[T]he principle underlying the
Court’s opinion is that one who is accorded equal treatment under the laws,
but cannot as readily as others obtain preferential treatment under the
laws, has been denied equal protection of the laws. If merely stating this
alleged "equal protection" violation does not suffice to refute it, our
constitutional jurisprudence has achieved terminal silliness.
The central thesis of the Court’s
reasoning is that any group is denied equal protection when, to obtain
advantage (or, presumably, to avoid disadvantage), it must have re-course to
a more general and hence more difficult level of political decision making
than others. The world has never heard of such a principle, which is
why the Court’s opinion is so long on emotive utterance and so short on
relevant legal citation. And it seems to me most unlikely that any
multilevel democracy can function under such a principle.
. . . .
The Court today asserts that this
most democratic of procedures [the vote on Amendment 2] is unconstitutional.
Lacking any cases to establish that facially absurd proposition, it simply
asserts that it must be unconstitutional, because it has never been done
before.
. . . .
The Court today . . . employs a
constitutional theory heretofore unknown to frustrate Colorado’s reasonable
effort to preserve traditional American moral values.
. . . .
I think it no business of the
courts (as opposed to the political branches) to take sides in this culture
war.
But the Court today has done so,
not only by inventing a novel and extravagant constitutional doctrine to
take the victory away from traditional forces, but even by verbally
disparaging as bigotry adherence to traditional attitudes. To suggest, for
example, that this constitutional amendment springs from nothing more than
"a bare . . . desire to harm a politically unpopular group," is nothing
short of insulting.
. . . .
Today’s opinion has no
foundation in American constitutional law, and barely pretends to. . . .
Striking [Amendment 2] down is an act, not of judicial judgment, but of
political will.178
Furthermore, in
the passages in which Scalia discusses Colo-rado’s right to pass Amendment 2,
the Tenth Amendment seems to be lurking between the lines. One of the powers
retained by the states is the police power—which involves regulating the public
health, public safety, as well as the public morality.179
Scalia defends passage of Amendment 2 in terms that implicitly rely upon the
police power: "Amendment 2 is designed to prevent piecemeal deterioration of the
sexual morality favored by a majority of Coloradans, and is not only an
appropriate means to that legitimate end, but a means that Americans have
employed before."180
Implicit in
this discussion of the unconstitutionality of the Romer decision are the
elements that also make "the Romer 6" guilty of subverting the fundamental law
and of introducing arbitrary power. As Justice Scalia pointed out, the majority
decision threatens the very existence of a multilevel democracy as we know it.
Discounting whatever melodrama may be contained in Scalia’s words, the concern
is legitimate. The Romer
decision certainly makes a mockery of the Fourteenth Amendment’s Equal
Protection Clause, turning it into, as Scalia wrote, a principle "the world has
never heard of."181 In addition it
violates the Tenth Amendment. The Romer opinion, in and of itself
constitutes arbitrary power because it is an exercise of "political will" by the
judiciary.
We recall William Taft’s criteria for
impeachment: "wantoness [sic] or recklessness in his judicial actions."182 The Amendment 2 decision is clearly
within those bounds. It shows both a wanton and a reckless disregard for certain
specific legal principles and for the rule of law, per se.
B. Judge
Harold Baer, Jr.
The case against
Judge Baer is very different from that of "the Romer 6." Analysis of his first
controversial opinion reveals a fairly detailed interaction with the facts,
evidence and precedents pertinent to the case.183
He was using the tools of his trade. He was not making up new constitutional
"rights" or legislating from the bench.
The problem with
Baer’s first opinion was pointed out in his own words in his second opinion:
A legal opinion stands for a proposition of law, a
holding. Additional material which is included in most opinions but which
does not relate directly to the holding is known as dicta. Although dicta
may color the holding of an opinion, it by no means constitutes a legal or
factual conclusion. On that score, unfortunately the hyperbole (dicta) in my
initial decision not only obscured the true focus of my analysis, but
regretfully may have demeaned the law-abiding men and women who make
Washington Heights their home and the vast majority of the dedicated men and
women in blue who patrol the streets of our great City.184
Baer’s comments,
about demeaning the police, refer to statements in his first opinion implying
that the police in question were part of a corrupt and incompetent force and
that a specific officer who had testified was not to be believed.185
As a result, Baer originally suppressed 34 kilograms of cocaine and 2 kilograms
of heroin and a confession to twenty drug-running trips.186
Even this does
not rise to the level of constituting judicial tyranny in any of the senses
encountered in the Romer
opinion. On the other hand, Baer’s confession of analytical incompetence could
have serious consequences if this opinion is not an anomaly. Impeachment was
used to remove the incompetent Judge Pickering in 1803—but only because he was
thought insane. Thus, targeting Baer for impeachment is probably near the edge
of legitimacy. If Congress is concerned that this is a judge who is
demonstrating a pattern of analytical incompetence, it could certainly
investigate him. There would be cause for concern if there were numerous
instances in which any such incompetence were endangering the public as it did
in the Bayless case. We have seen that scrutiny less than a congressional
investigation has had a salutary effect. However, calling for Baer’s impeachment
based on this one opinion alone appears to be illegitimate.
C. Judge
Nixon
Judge Nixon, on
the other hand, does demonstrate a pattern of judicial behavior that appears to
constitute introducing arbitrary power. He appears to be motivated by his own
personal predilections against the death penalty. He routinely creates an
inordinate delay in the death penalty cases assigned to him. Although in some of
these cases it may have been appropriate for Judge Nixon to forego involvement
until after the state court appeals had been resolved,187 this is does not explain all the
delays. Some of the cases before him had been through the state court system
four times.188 Moreover, higher federal judges have criticized
him for his slow pace.189 Judge
Gilbert Merritt of the Sixth Circuit Court of Appeals declared that there was
"no acceptable reason" for the delay in two of the death penalty cases assigned
to Nixon190 and took the unusual measure of writing to a
newspaper editor to tell him he thought so.191
In one case, the Sixth Circuit ordered Nixon to expedite a case that he had in
his court for eight years.192
Several of these cases
involve overturning convictions or death sentences under highly questionable
rationales which has led to questions by those who know that Judge Nixon has
accepted an award from an anti-death penalty group.193
In one case,194 Nixon allowed one death row inmate
and other individuals and organizations to serve as next friends for another
death row inmate in order to seek a stay of execution.195
The inmate facing execution, Ronald Harries, had decided to forego any further
appeals.196 After that decision, he had been given
antidepressant drugs, which the next friends alleged rendered him unable to
reconsider his decision.197 Judge Nixon then stayed the
execution, pending a hearing on Harries’ competency to waive further appeals.198
Although Harries
originally opposed the next friend action, he later changed his mind and joined
the action as a party plaintiff.199
His argument was that although he had been competent to waive further appeal,
his waiver was involuntary because of the unconstitutional conditions of
confinement.200
In other words, be-cause the prison was not kept in nice enough condition,
Harries had decided he would rather accept execution than live there and this
decision was therefore involuntary.201
Because the claims before
Judge Nixon were based upon an alleged violation of the Cruel and Unusual
Punishment Clause of the Eighth Amendment to the United States Constitution,202
he provided some historical background on that amendment:
It is
appropriate to examine the history of the Eighth Amendment in an attempt to
resolve issues pertaining to treatment of those sentenced to death.
The courts have historically held
that the Eighth Amendment was adopted to prevent inhuman, barbarous, or
tortuous punishments . . . .
. . .
As late as 1782 in the case of
David Tyree, the [English] Court pronounced sentence as follows:
Mr. Justice Heath.
You David Tyrie, are to be led from hence to the gaol
[sic] from whence you came; and from thence you are to be drawn, upon a
hurdle, to the place of execution; and there you are to be hanged by the
neck; and being alive, to be cut down, and your private members to be
cut off, and your bowels to be taken out of your belly, and there burnt,
you being alive: and your head to be cut off, and your body to be
divided into four quarters; and that your head and quarters to be
disposed of where his majesty shall think fit.203
One would have
thought that with this rehearsal of history, either one would find torture
chambers in the Tennessee prison or Judge Nixon would find no Eighth Amendment
problem. Not so. Instead, Judge Nixon thought that the idleness and confinement
of the inmates, the small size of the cells, poor lighting, outmoded toilets,
temperature variations, the presence of insects, and some safety concerns
combined to constitute cruel and unusual punishment.204 Not surprisingly, the Sixth Circuit vacated
Judge Nixon’s decision.205
It is not the
intention of this article to comprehensively analyze all of Judge Nixon’s
rulings in death penalty cases. Some of his rulings cannot be questioned under
the controlling precedents.206 For example, in Houston v. Dutton,207 the Sixth Circuit upheld Judge
Nixon’s application of Sandstrom v. Montana,208
Francis v. Franklin,209 and
Yates v. Evatt210 to invalidate the state trial judge’s
presumption of malice instruction.211
In the same case, the Sixth Circuit upheld Judge Nixon’s finding that the trial
judge’s "heinous, atrocious or cruel" instruction constituted error.212 On these two grounds, the Sixth Circuit upheld
Nixon’s writ of habeas corpus.213
However, Nixon had not
limited himself to these grounds for granting the writ. He had also found that
"the evidence of first degree murder offered by the state was insufficient under
the Due Process Clause to justify a rational jury in making such a finding."214
The Court of Appeals chastised Nixon for his misuse of state cases to reach this
conclusion and noted that "[t]he District Court’s holding, based on the
constitutional insufficiency of the evidence at Houston’s trial, if upheld,
would mean that under normal circumstances a retrial of Houston for murder would
be barred by the Double Jeopardy Clause of the Fifth Amendment."215
Such misuse of the law is
part of the pattern of anti-death penalty behavior by Judge Nixon that has been
well documented.216 Certainly, when both houses of the
state legislature, by overwhelming and bi-partisan votes, and the governor ask
the United States House of Representatives to investigate these matters because
they are convinced that a federal judge is a tyrant in their midst,217
that judge is a good candidate for an impeachment inquiry. Let the House and
Senate do their job and decide if he should be impeached and convicted.
D. Judge
Dalzell
Judge Dalzell
represents a middle case between judges Baer and Nixon. As the description
immediately following indicates, his behavior clearly appears to be tyrannical
like Judge Nixon’s, yet the impeachment push is based on only one case as is
true with Judge Baer. The actual facts in the case before Judge Dalzell revolve
around a bizarre and tragic murder and whether the real murderer was convicted.218
However, the case is controversial because of what Dalzell did and what he
wrote. First, he granted a writ of habeas corpus after the convicted murderer
had appealed her conviction once but before she exhausted all state remedies.219
Judge Dalzell also held that the convicted murderer, Lisa Lambert, had
established actual innocence,220 and
that the state of Pennsylvania could not re-prosecute.221
He also declared a man named Lawrence Yunkin to be the actual killer222
and accused Lancaster County officials of deliberately convicting the wrong
person.223
The question for
this article, however, is whether Dalzell’s actions are impeachable. His actions
strike at the heart of federalism concerns and thus could be considered as
subverting the fundamental law. Senator Arlen Spector, while opposing the
impeachment of Dalzell,224 nonetheless, introduced legislation designed to
prohibit federal judges from barring state retrials.225
Representative Joseph Pitts introduced the House counterpart.226
The attorneys general of six states filed an amicus brief in support of
Pennsylvania’s position when it appealed Dalzell’s ruling.
One could argue that legal appeals
and new legislation would suffice to solve the problems raised by Dalzell’s
actions. On the other hand, one could argue that the responses to Dalzell’s
ruling show just how egregious it was. The Third Circuit’s reversal of Dalzell227
also lends credence to the severity of the assault on federalism contained in
his opinion.
Among other things, the Third Circuit
noted:
Under Rose v. Lundy, 455 U.S. 509, 522 (1982), the
district court is required to dismiss a federal habeas petition filed
pursuant to 28 U.S.C. § 2254 which contains both unexhausted and exhausted
claims. Because we find the petitioner has not yet pursued her remedies
under the Pennsylvania Post Conviction Relief Act, 42 Pa. Cons. Stat. Ann. §
9542 et seq. (West 1997 Supp.), her federal habeas petition includes
unexhausted claims and, hence, the result here is dictated by Rose v.
Lundy, supra.228
Dalzell’s refusal
to dismiss the habeas petition was compounded by his insistence on addressing
Lambert’s innocence. Compare the approach of the Third Circuit:
Each side has brought to our attention serious factual
issues concerning the district court’s finding that Lambert was actually
innocent of first degree murder. In light of our resolution of Lambert’s
petition, we need not comment on Lambert’s actual innocence. Indeed, to do
so would be to "deprive the state courts of an ‘opportunity to correc |