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REGENT UNIVERSITY

LAW REVIEW

Volume 10                                                                                                           SPRING 1998

IMPEACHING FEDERAL JUDGES:

A COVENANTAL AND CONSTITUTIONAL
RESPONSE TO JUDICIAL TYRANNY

Steven W. Fitschen

President and Executive Director
of the National Legal Foundation


Table of Contents

I.     Introduction
II.  Covenant Breaking
III. The Constitutional Grounds

A. Defining the Gounds
B. Objection: It's Never Been Done Before
C. Objection: It Can't Be Done

IV.   Evaluating Candidates

A.  The Romer Six
B.  Judge Harold Baer, Jr.
C.  Judge Nixon
D.  Judge Dalzell
E.  The Easy Cases

V.    Conclusion

List of Tables

Table I           Impeached Officials
Table II         Ground Breaking Aspects of Various Impeachments
Table III         Impeachment Investigations
Table IV         Impeachment Investigation Ratios


I. Introduction

        In August 1997, outgoing American Bar Association President N. Lee Cooper wrote his farewell column in the ABA Journal.[1]   For his topic, he chose to address what he felt was an issue of vital importance to the very existence of the American legal system as we know it.
       What was this threat to America’s rich legal heritage? Was it the increasing moral bankruptcy of the legal profession and the con-comitant decline in public confidence in legal practitioners? Was it the controversial, complex, and divisive tort reform movement, or any of its multiple emphases on, for example, the so-called litigation explosion, frivolous lawsuits, or astronomical punitive damages awards? Was it the increasingly discussed crisis in legal education? The answer to each of these questions is "no."[2] The threat to which Cooper dedicated his farewell epistle was far different. It was the movement to hold federal judges accountable through various means, including the Constitutional device of impeachment.[3]
       Why did Cooper find this movement so alarming? According to him, it "[t]hreaten[s] the independence of the federal judiciary."[4] In defense of his assertion, Cooper quoted Alexander Hamilton from Federalist No. 78, wherein that usually prescient Founder claimed that the judiciary was the weakest of the three federal branches.[5] If Hamilton was ever right in this assertion, he clearly no longer is.[6]
       Cooper found it particularly threatening that the majority whip of the United States House of Representatives, Congressman Tom DeLay, would actually name specific federal judges and threaten them with articles of impeachment.[7] Cooper alleged that DeLay’s criteria were extraconstitutional and illegitimate. According to Cooper, DeLay

was clear on his reasons in seeking these judges’ impeachment. It was not corruption; it was not that the judges were involved in illegal or unethical activities; it was not that the judges committed treason, accepted bribes, committed "high crimes and misdemeanors" as required by the Constitution as grounds for impeachment.
     No, the reason the majority whip targeted these specific judges for impeachment was because he and other members of Congress disagreed with one specific decision rendered by each of the judges.[8]

       Not only has Mr. Cooper misrepresented Congressman DeLay’s reasons, he has also revealed his own ignorance of the constitutional grounds for impeachment.[9]
        It is important to note that Messrs. Cooper and DeLay have not been the only well known combatants in this debate. Other members of the legal community have felt their ox being gored. During the run-up to the 1996 presidential election, President Clinton threatened to ask for the resignation of federal district Judge Harold Baer, Jr., and Bob Dole (joined by House Speaker Newt Gingrich) also threat-ened to pursue Baer’s impeachment. Baer’s offense involved sup-pressing 34 kilograms of cocaine, 2 kilograms of heroin, and a confes-sion to twenty drug running trips. In the process, Baer vilified police in his written opinion.[10] In response, the current Chief Judge of the Second Circuit Court of Appeals, Jon O. Newman, and three of his predecessors wrote letters to both the President and Senator Dole criticizing their remarks concerning Judge Baer.[11]
        However, when DeLay called for the impeachment of federal judges, he was primarily echoing the call of various conservative groups, particularly from within the "Religious Right."[12] The current impeachment movement—at least from within the "Religious Right" community—was launched in response to the decision of the United States Supreme Court in the case of Romer v. Evans,[13] in which the Court ruled that the state of Colorado could not amend its constitution to prevent homosexuals from being granted special rights or minority status.14 Certain Religious Right groups saw this decision as so clearly unconstitutional and so dangerous to the fabric of society that they called for impeachment.15
        In immediate response to Romer, two groups raised the specter of impeachment. On the day that Romer was announced, Will Perkins, Chairman of the Board of Colorado for Family Values, suggested that the American people might be so outraged that there would be a ground swell calling for the impeachment of the six Justices in Romer’s majority.16 The National Legal Foundation, under the lead-ership of this author, went further and issued an explicit call for impeachment.17
        By May 23, 1996, the influential think tank, Free Congress Foundation, had added its considerable weight to the fray. On that date, Free Congress’ President, Paul Weyrich, citing the research of the National Legal Foundation,18 called for the impeachment of the "Romer Six" during his Direct Line Commentary on National Empowerment Television.19 Weyrich’s commentary was in turn picked up and reproduced by Intercessors for America and a Focus on the Family fund appeal letter written by Dr. James Dobson, its Found-er and President.20 Thomas L. Jipping, also of Free Congress, began a steady barrage of op-ed pieces in the Washington Times warning of the dangers of judicial activism, including some pieces which advocated impeachment of federal judges.21 Phyllis Schlafly of the Eagle Forum suggested impeachment as one of several remedies to the problem of judicial tyranny in both her February 1997 and March 1997 newsletters.22
        Another "Religious Right" group which weighed in at the beginning was WallBuilders, headed by David Barton. By September 23, 1996, WallBuilders had produced the book Impeachment!: Restraining an Overactive Judiciary,23 which has received special criticism from those who oppose the impeachment movement.24 Barton’s book was especially influential. It broadened the emphasis beyond the Romer case by listing several other examples of federal court opinions that were suspect and suggesting broad categories of judicial usurpation which might constitute impeachable conduct.25
        As a consequence of the discussion of impeachment, grassroots movements sprang up against federal judges John Nixon in Tennessee and Stewart Dalzell in Pennsylvania (in both cases because of the judges’ handling of death penalty appeals). Liberal federal judge H. Lee Sarokin resigned from the Third Circuit Court of Appeals, and the heavily criticized Judge Baer reversed his controversial decision.26 Then in May and July 1997, respectively, subcommittees of both the House and the Senate held hearings on judicial activism which included discussions of impeachment.27 In May 1997, the impeach-ment efforts against Judge Nixon in Tennessee resulted in both houses of the Tennessee legislature overwhelmingly passing a resolution calling upon the United States House of Representatives to investigate Judge Nixon for impeachment. Governor Sundquist signed the resolution and it was sent to the United States House of Representatives.28
        Reaction to the impeachment movement has been vigorous. In addition to former ABA President Cooper and Chief Judge Newman, negative responses have come from 104 law school deans,29 seventy-five bar association presidents30 (both in the form of an open letter to House Speaker Newt Gingrich), and from two United States Supreme Court Justices—Chief Justice William Rehnquist and Justice Antonin Scalia.31 The ABA set up a Commission, which issued a close-the-ranks rubber stamp of Cooper’s position.32
        The gist of the deans’ letter is encapsulated in one of its sentences: "Impeachment was never intended to be used—and never should be used—against a judge who issues an opinion with which members of the other branches disagree."33
        One may assume (or at least hope) that anyone who set his hand to a letter or column—such as those addressed to Speaker Gingrich or that issued by former ABA President Cooper—had critically eval-uated the position he condemned. Yet this was demonstrably not the case. For example, the law school deans wrote:

        We, the undersigned law school deans, write to convey our strong opposition to proposals to initiate impeachment proceedings against federal judges who have rendered politically unpopular decisions in cases or controversies properly before them.
        Comments by various members of Congress and views expressed in Impeachment! by David Barton suggest that impeachment is an appropriate mechanism to restrain an "overactive" judiciary and that, even though it is unlikely that impeachment will result in conviction, bringing impeach-ment proceedings against certain federal judges will have a deterrent effect on the substance of their subsequent rulings from the bench. These rationales mischaracterize the pur-pose of impeachment and only encourage Congress to abuse its extraordinary power to remove a federal judge from office.34

        Yet neither DeLay nor Barton has advocated impeaching judges because they believe that the judge’s opinion was politically unpop-ular or because they personally disagreed with them. What they have advocated is impeaching judges for rendering unconstitutional opinions, usurping legislative authority and introducing arbitrary power.
        In that, DeLay and Barton are on solid ground—as this article will show—and the deans and former President Cooper are both wrong and misrepresenting their opponents. For example, Tom DeLay has stated "I am not suggesting that impeachment be used for partisan purposes, but when judges exercise power not delegated to them by the Constitution, impeachment is a proper tool."35 DeLay stated that he would pursue impeachment against a judge of who "obvious[ly] . . . violated his oath of office to uphold the Constitution of the United States. That is the criterion. If he tries to legislate and goes beyond what the Constitution allows the judiciary to do, that is a great case" to pursue.36
          In the very book that the law school deans condemned—Impeachment!—Barton wrote, impeachment is "not a carte blanc to persecute someone for partisan purposes."37 Furthermore, Barton maintains that, "[r]ather than violating the ‘independence’ of the jud-iciary, impeachment simply makes the judiciary an accountable branch by making individual judges more responsible for their decisions, thus preventing their usurping, misusing, or abusing power."38
        What DeLay, Barton, and others are really advocating—impeachment under proper constitutional criteria—has broad histor-ical support. Once that is understood, it will be easy to understand (as this article will demonstrate) that the Framers also intended the very process of impeachment investigations to have a salutary effect on the federal judiciary, regardless of whether convictions are obtained. Once again, Cooper and those in his camp are mistaken.
        This article will examine three issues. Section II will briefly explore why those in the Christian community have a unique vantage point on the propriety of impeaching rogue federal judges. Section III will make the case that although no federal judge has ever been impeached for rendering unconstitutional opinions, it is historically and constitutionally defensible to begin to do so. Finally, in Section IV, this article will examine specific judges that have been suggested as candidates for impeachment and evaluate whether they are, indeed, valid targets of impeachment inquiries under historical standards.

II. Covenant Breaking

        Christians have a special interest in the issue of removing rogue federal judges. It is no coincidence that the "Religious Right" was in the vanguard of the current impeachment movement. The unique perspective that gives Christians this special interest is the biblical concept of covenants.
        Consider this quotation: "Our Constitution is a covenant running from the first generation of Americans to us and then to future generations." Who made that statement? Some member of the "radical Religious Right"? Although the statement would undoubt-edly be embraced by most of the conservative individuals and advo-cacy organizations mentioned in the Introduction, that statement comes from United States Supreme Court Justices Sandra Day O’Connor, Anthony Kennedy, and David Souter in their joint opinion in Planned Parenthood v. Casey.39
           Unfortunately, the Justices who wrote the joint opinion did not understand covenant principles very well. Covenant is a religious concept, originating in the ancient Near Eastern religions.40 Covenant is also a critical component of Christianity.41 From Christianity, the idea of covenant was adopted by the American Founding Fathers:

Viewing the United States Constitution as the critical expression of the American constitutional tradition, we move back in time, seeking the less differentiated, more embryonic expression of what is in that document. Our search takes us to the earliest state constitution, then to colonial documents of foundation that are essentially constitutional such as the Pilgrim Code of Law, and then to proto-constitutions such as the Mayflower Compact. The political covenants written by English colonists in America lead us to the church covenants written by radical Protestants in the late 1500s and early 1600s, and these in turn lead us back to the Covenant tradition of the Old Testament. The American constitutional tradition derives much of its form and content from the Judeo-Christian tradition as interpreted by the radical Protestant sects to which belonged so many of the original European settlers of British North America.42

Thus Justices O’Connor, Kennedy, and Souter were correct to assert that the Constitution is a covenant even if they did not understand the full ramifications of the concept.
        One covenant principle that we see plainly in scripture—and that Christians need to take seriously—is that a covenant may not be added to without mutual consent. We see God Himself revealing this principle in His covenant with Israel: "Do not add to what I com-mand you."43 Any judge or justice who makes up out of whole cloth a new fundamental right, or arrogates to himself authority or power not granted by the Constitution, certainly adds to our national cove-nant, and thus becomes a covenant breaker.
        One person who breaks a covenant can bring disaster on the entire nation. Christians would do well to recall the story of Achan. He stole some of the "devoted things," that is, the spoils of war that God had commanded the Israelites to destroy.44 His act was unknown to his fellow Israelites. But when they went to attack Ai, they were defeated and his sin cost the lives of others.45 In this same passage from the Bible, God explains the relationship between one covenant breaker and the consequences to the entire nation (notice God says "they" not "he"):

Israel has sinned; they have violated my covenant, which I commanded them to keep. They have taken some of the devoted things; they have stolen, they have lied, they have put them with their own possessions. That is why the Israelites cannot stand against their enemies; they turn their backs and run because they have been made liable to destruction. I will not be with you anymore unless you destroy whatever among you is devoted to destruction.46

        Our Constitution is not a covenant in which God is a party; that is, it is not a covenant between God and America. However, a covenant is implicitly an agreement in which God is invoked as a witness. Spiritual consequences result from its violation.47 Thus, for Christians, removing covenant breakers from office takes on special significance.
        A related, but analytically distinct issue, should also be of special significance to Christians. The Bible is replete with references to dire consequences for a nation when its leaders engage in unrighteous conduct. Chapter nine, verse twelve from the book of Daniel is illustrative. It states, "[a]nd He hath confirmed his words, which He spake against us, and against our judges that judged us, by bringing upon us a great evil: for under the whole heaven hath not been done as hath been done upon Jerusalem."48
         As just discussed, any federal judge who violates our national covenant is engaged in covenant breaking, which is in-and-of-itself unrighteous. However, many judicial actions may be unrighteous for a second, independent reason. Romer v. Evans,49 is a case in point. In Justice Kennedy’s majority opinion, the Court not only held that the citizens of Colorado could not amend their state constitution to prohibit special rights for homosexuals; it also declared that the only possible explanation for why 800,000 Coloradans voted to deny such special rights was "animus." In other words, these voters were full of hate.50
        Clearly, such a declaration by the United States Supreme Court—which flouts the Word of God—is unrighteous conduct. The Bible is clear: Homosexuality is an abomination.51 Christians—or anyone who accepts this part of our Judeo-Christian heritage—who take these biblical admonitions seriously are now declared to be hate-mongers and bigots. The Romer decision actually constitutes multiple unright-eous acts. First, it gave a huge boost to the homosexual movement. Many of the issues subsumed under the rubric of "the homosexual agenda" relate to obtaining special civil rights status for homo-sexuals.52 Second, it calls evil "good" and good "evil."53
        These examples of unrighteous behavior by the Supreme Court majority in Romer are not isolated. The concerned Christian can evaluate the judges and cases that will be examined in Section IV for other examples of unrighteous behavior. All people who are con-cerned about constitutional violations will be equally interested in the discussion in Section IV. However, those readers of this Law Review who are especially interested in its mission to bring to bear biblical principles upon current legal issues will be doubly concerned that our national covenant is being violated. These violations have spiritual consequences. Impeachment is the only constitutional provision by which we may remove judicial covenant-breakers from office.

III. The Constitutional Grounds

A. Defining the Grounds

        Ever since the ratification of the United States Constitution in 1788, there has been much concern about usurpation of power by the judicial branch of the federal government in general and by the United States Supreme Court in particular. In the early years of our Repub-lic, impeachment was not seen as a radical response to that problem. That view is a modern-day phenomenon. As early as 1803, United States District Judge John Pickering was impeached and convicted, and in 1804, Supreme Court Associate Justice Samuel Chase was impeached and acquitted.54
         Even in more recent history, there have been times when the actions of members of the federal judiciary have caused such outrage that the American people have clamored for impeachment. Recent examples include the public outcries for the impeachment of Chief Justice Earl Warren and the actual House resolutions calling for the impeachment of Associate Justices Abe Fortas and William O. Douglas.55 From 1986 to 1989, after a fifty-year lull, three federal judges were impeached and convicted.56
        As Table 1 shows, sixteen federal officials have been impeached in the history of our nation. Of these, thirteen have been members of the judiciary. 57 All seven officials who were convicted were judges. In addition, as of 1991, at least fifty-nine federal judges had been the subjects of House impeachment investigations.58

TABLE 1—IMPEACHED OFFICIALS

NAME

YEAR

OFFICE

CHARGE(S)

RESULT

William Blount

1797

Senator (Tenn.)

5 articles: conspiring with British and Indian forces against the Spanish59

In a separate proceeding, the Senate expelled Blount the day after the House impeached him. His lawyers argued both that Senators were not subject to impeachment and that he could not be impeached since he no longer held office. The impeachment was dismissed60

John Pickering

1803

U.S. Dist. Ct. Judge for Dist. of NH

4 articles: issuing an order which violated an act of Congress; refusal to hear witnesses in a case; refusal to allow an appeal of a case; and drunkenness and blasphemy61

convicted and removed from office62

Samuel Chase

1804

Assoc. Justice of the U.S. S. Ct.

8 articles: "highly arbitrary, oppressive, and unjust" treatment of attorneys, wit-nesses, grand juries and juries; violating the Sixth Amendment fair trial rights of defendants63

acquitted64

James H. Peck

1830

U. S. Dist. Judge for Dist. of Mo.

1 article: holding an attorney in contempt of court "arbitrarily, oppressively, and unjustly"65

acquitted66

West H. Humphreys

1862

U.S. Dist. Judge for E., M., & W. Dist. of Tenn.

7 articles: supporting the secession movement and acting as a Confederate judge67

acquitted on one sub-part; convicted on all other articles and sub-parts; removed from office and disqualified from further office holding68

Andrew Johnson

1868

President

11 articles: removing and replacing the Secretary of War69

acquitted on 3 articles; Senate then adjourned sine die70

Mark W. Delahay

1873

U.S. Dist. Judge for the Dist. of Kan.

no articles ever drafted; the investi-gating committee reported "personal habits [that] unfitted him for the judicial office," questionable financial dealings, and drunkenness71

Delahay resigned after being impeached and before articles could be drafted; the House took no further action72

William W. Belknap

1876

Secretary of War

5 articles: bribery73

Belknap resigned and the Senate acquitted on that ground74

Charles Swayne

1904

U. S. Dist. Judge for N. Dist. of Fla.

12 articles: falsifying expense accounts, unauthorized use of a railroad car in the possession of a receiver he had appoint-ed; not residing in his district; and "un-lawfully" holding attorneys in contempt75

acquitted76

Robert W. Archbald

1912

U.S. Com-merce Ct. (Circuit) Judge

13 articles: influence peddling with litigants before him while a district and circuit judge77

acquitted on 8 articles (all but one relating to conduct while a District Judge, an office he no longer held); convicted on 5 articles; removed from office and disqualified from further office holding78

George W. English

1926

U.S. Dist. Judge for E. Dist. of Ill.

5 articles: disbarring lawyers; summoning state officials and members of the press to court to threaten them with jail or removal from office; threat-ening jurors; favoritism in appointing bankruptcy referees; allowing referees to also serve as attorneys in their cases; personally benefiting from collusion with referees; and use of profanity79

English resigned before Senate trial began; the House requested the Senate to terminate the proceedings; the Senate complied80

Harold Louderback

1933

U.S. Dist. Judge for N. Dist. of Cal.

5 articles (the 5th article was amended prior to the start of the trial):81 setting up a false residence in anticipation of a divorce action by his wife; and impropriety relating to bankruptcy receiver82

acquitted83

Halsted L. Ritter

1936

U.S. Dist. Judge for S. Dist. of Fla.

Originally 4 articles;84 amended to 7 articles: corruption in a receivership case; practicing law while serving as a federal judge; and income tax evasion85

acquitted on first six articles which contained specific alleg-ations; convicted on seventh article which merely recapit-ulated the prior six articles; removed from office;86 sued in Court of Claims for salary on the basis that articles did not meet constitutional standards for impeachment and that Senate could not justifiably acquit on the first six articles and convict on the seventh; court ruled courts have no authority to review impeachments87

Harry E. Claiborne

1986

U.S. Dist. Judge for Dist. of Nev.

4 articles: the judge had been convicted of income tax evasion but as a convicted felon he refused to resign88

acquitted on one article; convicted on three articles; removed from office89

Alcee L. Hastings

1988

U.S. Dist. Judge for S. Dist. of Fla.

17 articles: taking a bribe; lying and submitting false evidence in his criminal trial; and revealing wire tap information90

acquitted on 3 articles; convicted on 8 articles; the Senate declined to vote on 6 articles; removed from office91

Walter L. Nixon, Jr.

1989

U.S. Dist. Judge for S. Dist. of Ms.

3 articles: perjury before a grand jury (for which he had been convicted in a criminal trial)92

acquitted on 1 article; convicted on two articles; removed from office;93 sued to overturn conviction; Supreme Court ruled verdict unreviewable94

        One of the most intriguing aspects of the history of impeachment in America is that no judge has ever been impeached for some of the behaviors that citizens are the most concerned about. As they are today, in the wake of the Romer decision, Americans have often been concerned about judicial activism, judicial tyranny, evolutionary jurisprudence, rendering unconstitutional opinions, and the like.95 Indeed, at least one opponent of the current impeachment movement, Bruce Fein, has made much of this fact.96
         However, there are several historical reasons why impeachment has never been attempted for these offenses. In 1803-1805, President Thomas Jefferson attempted to use impeachment as a political weapon against Federalist judges.97 Jefferson, and those pursuing impeachment in the House, properly understood that "high crimes and misdemeanors" was an elastic term, designed to encompass unindictable offenses.98 However, they abused the process by attempting to circumvent the limits the Framers intended for the term.99
        History is the best guide to understanding why the term "high crimes and misdemeanors" was chosen. History also demonstrates that Jefferson went beyond the Framers’ intent when he sought to use impeachment to remove federal judges simply because they belonged to the opposing political party. Anyone who seeks to do the same today would be guilty of the same error. However, anyone who seeks to remove tyrannical federal judges would use the tool of impeach-ment exactly as intended by the Framers.
       Many who object to the current impeachment movement cor-rectly point out that the Constitution prescribes an exhaustive list of reasons for which a federal official may be impeached. Those reasons are "treason, bribery, or other high crimes and misdemeanors."100
         These naysayers point out that the federal judges who are the target of impeachment efforts are not guilty of bribery nor (apparently)101 of treason under the narrow definition provided in the Constitution.102 These impeachment opponents fail to recognize what the term "high crimes and misdemeanors" encompassed. This criticism of the impeachment movement comes in three basic forms. The first version is the bald assertion that impeachment was not meant to cover rendering opinions that Congress disagrees with.103 As pointed out in the Introduction, this is a mischaracterization of the impeachment movement. The second version is a similarly bald assertion that impeachment will not lie for rendering unconstitutional opinions.104 The third version is that impeachment will only lie for an indictable offense.105
        A quick review of Table 1 is enough to dispel some of these mistaken beliefs. However, additional historical data will demon-strate in greater detail why those individuals behind the current impeachment movement—like Congressman DeLay, David Barton and this author—are in the right and those who oppose the current impeachment movement—like the ABA, seventy-five bar association presidents, and 104 law school deans—are in the wrong.
      At the Constitutional Convention, George Mason suggested the term "mal-administration" as a needed grounds for impeachment because: "Treason as defined in the Constitution will not reach many great and dangerous offenses . . . . Attempts to subvert the Con-stitution may not be Treason as above defined."106 However, James Madison objected to the term because "so vague a term will be equivalent to a tenure during the pleasure of the Senate." The Convention instead adopted the phrase "high crimes and mis-demeanors."107 Thus, the Framers also included a powerful check on judicial tyranny, while being careful to protect the independence of the judiciary.
       The Framers chose the term "high crimes and misdemeanors" for this dual purpose because it was a phrase that already had a long 400-year history.108 The term is not derived from criminal law at all but was coined in the context of the 1386 impeachment of the Earl of Suffolk.109 In fact, at that time there was no such crime as a mis-demeanor. In those days, lesser crimes were prosecuted as "tres-passes."110 The phrase "high crimes and misdemeanors" applied to political crimes, i.e., crimes against the state whether indictable or not.111
        One point needs to be clarified. The Constitutional Convention substituted the phrase "high crimes and misdemeanors" for the "vague" term "maladministration." Yet Sir William Blackstone—whose views on this matter many scholars of impeachment consult112—considered maladministration to be a high crime or misdemeanor. The answer to this seeming contradiction lies in the fact that Blackstone (and Mason) were describing a key political crime while Madison was warning about an abuse of the terminology used to name that crime. Blackstone’s use of maladministration is clearly limited to crimes against the state and does not extend to removing one’s personal enemies. For example, he writes that public officials are subject to impeachment because they "may infringe the rights of the people, and be guilty of such crimes, as the ordinary magistrate either does not or cannot punish."113
        The Framers were well aware of the 400 years of English im-peachment history. Richard Wooddeson, Blackstone’s successor as Vinerian Lecturer, authored the first "methodical compilation" on the subject of English impeachment beginning in 1777. The work was "much cited in our country."114
        Wooddeson explicitly stated that impeachment is appropriate for misdeeds that would not be cognizable in the ordinary courts of law. In his discussion of what had historically constituted "high crimes and misdemeanors" and thus grounds for impeachment, he wrote that judges could be impeached if they "mislead their sovereign by unconstitutional opinions."115 In his Commentaries on the Constitution of the United States, Justice Joseph Story paraphrased and summarized Wooddeson’s work:

        In examining the parliamentary history of impeachments it will be found that many offenses not easily definable by law, and many of a purely political character, have been deemed high crimes and misdemeanors worthy of this extraordinary remedy. Thus, lord chancellors and judges and other magistrates have not only been impeached for bribery, and acting grossly contrary to the duties of their office, but for misleading their sovereign by unconstitutional opinions and for attempts to subvert the fundamental laws, and introduce arbitrary power.116

        Mason (as noted above) was desirous that, because the traditional definition of treason had been narrowed by the Convention, some of the old grounds for treason would be under "maladministration." In particular, Mason was concerned that efforts to subvert the Constitution might not constitute treason. To modern scholars it may seem strange that Mason had any question whatsoever about this matter. It appears—on the face of the document—that subverting the Constitution is outside the definition of treason adopted by the Convention. Perhaps the answer lies in the fact that Mason understood that, under the constitutional definition, treason includes "levying war."117 In the English impeachment of the Earl of Strafford (1642), subverting the fundamental laws and introducing arbitrary power were characterized as "high treason" because such actions were held to constitute "levying war" against the people and the King.118
         The early Supreme Court likely relied on the same logic when it declared that that either usurping or abrogating authority constituted treason under the Constitution—despite the fact that, to modern thinking, these things do not fit the Constitutional definition. The Court stated, "We have no more right to decline the exercise of jurisdiction which is given, than to usurp that which is not given. The one or the other would be treason to the constitution."119
       So, although subverting the Constitution very possibly was included as an impeachable offense under the treason provision, Mason wanted to "hedge his bets" and cover it in another provision, as well. The term "high crimes and misdemeanors," was eventually adopted to meet Mason’s concerns. The term, therefore, subsumes the political crimes of subverting the fundamental laws and introducing arbitrary power.
        The fact that Jefferson, as President, went too far does nothing to change the Framers’ intention regarding the proper uses of impeachment. Clearly, the Framers intended to create an independent judiciary. Hamilton dedicated several numbers of the Federalist to this issue.120 However, it is equally true that Hamilton, in Federalist No. 81, wrote of

the important constitutional check which the power of instituting impeachments . . . would give to [Congress] upon the judicial department. This is alone a complete security. There can never be danger that the judges, by a series of deliberate usurpations on the authority of the legislature, would hazard the united resentment of the body intrusted [sic] with it.121

        Jefferson and his allies sought to remove Federalist judges from the bench simply because they were political adversaries. The nation should be grateful that they failed. When many of the Framers and early constitutional scholars stated that impeachments were political in nature, they did not mean that they were to be used as a political weapon against political enemies. Rather, they meant that they were to be used to punish "political crimes," which would often be outside the cognizance of the criminal statutes or which could be punished both by criminal prosecutions and with impeachment.
        The Framers did not simply have knowledge of English impeachment history. They also explicitly adopted the same "ground rules" for America. Consider several of the following representative quotations. Alexander Hamilton, in The Federalist Papers, wrote:

The subjects of its [impeachment’s] jurisdiction are those offenses which proceed from the misconduct of public men, or, in other words from the abuse or violation of some public trust. They are of a nature which with peculiar propriety be denominated POLITICAL, as they relate chiefly to injuries done immediately to the society itself.122

        Justice James Wilson, a signer of the Constitution and one of the five original Supreme Court Justices explained that "Impeachments are confined to political characters, to political crimes and mis-demeanors, and to political punishments."123
          In multiple discussions in his Commentaries, Justice Joseph Story strongly attacked the idea that high crimes and misdemeanors could be limited to indictable offenses:

The jurisdiction is to be exercised over offences, which are committed by public men in violation of their public trust and duties. Those duties are, in many cases, political; and, indeed, in other cases, to which the power of impeachment will probably be applied, they will respect functionaries of a high character, where the remedy would otherwise be wholly inadequate, and the grievance be incapable of redress. Strictly speaking, then, the power partakes of a political character, as it respects injuries to the society in its political character . . . .124

        The plain inference is that the remedy will be "wholly inad-equate" because the offences are not indictable.
        However, there are other passages in which Story speaks less euphemistically. For example, he also explained:

The offences to which the power of impeachment has been and is ordinarily applied as a remedy are of a political character. Not but that crimes of a strictly legal character fall within the scope of power . . . but that it has a more enlarged operation, and reaches what are aptly termed political offenses, growing out of personal misconduct or gross neglect, or usurpation, or habitual disregard of the public interests, in the discharge of the duties of political office. These are so various in their character, and so indefinable in their actual involutions, that it is almost impossible to provide systematically for them by positive law. They must be examined upon very broad and comprehensive principles of public policy and duty.125

        Here Story was quite specific: impeachable offenses include both indictable crimes and unindictable political offences. Yet, he went on to make an even stronger statement, noting that no one in his day had asserted that impeachment could be confined to federal crimes:

Again, there are many offences, purely political, which have been held to be within the reach of parliamentary impeachments, not one of which is in the slightest manner alluded to in our statute book. And, indeed, political offences are of so various and complex a character, so utterly incapable of being defined, or classified, that the task of positive legislation would be impracticable, if it were not almost absurd to attempt it. . . . [N]o one has as yet been bold enough to assert that the power of impeachment is limited to offences positively defined in the statute book of the Union, as impeachable high crimes and misdemeanors.126

        A final point is also well worth noting. None of the earliest impeachments involved an indictable crime.

Congress have unhesitatingly adopted the conclusion that no previous statute is necessary to authorize an impeachment for any official misconduct; and the rules of proceeding, and the rules of evidence, as well as the principles of decision, have been uniformly regulated by the known doctrines of the common law and [English] parliamentary usage. In the few cases of impeachment, which have hitherto been tried, no one of the charges has rested upon any statutable misdemeanors.127

        We also recall that other passage from Story, cited earlier, wherein he recounts that:

[L]ord chancellors, and judges, and other magistrates, have not only been impeached for bribery, and acting grossly contrary to the duties of their office, but for misleading their sovereign by unconstitutional opinions, and for attempts to subvert the fundamental laws, and introduce arbitrary power.128

These last examples are not indictable crimes. Yet they constitute political offenses which judges committed from the 1300s through the 1700s.
        In summary, it is beyond dispute that the Framers intended impeachment to be used against political crimes whether indictable or not. It is also clear that "misleading their sovereign by uncon-stitutional opinions and for attempts to subvert the fundamental laws, and introduce arbitrary power"129 were "high crimes and mis-demeanors" about which the Framers were particularly concerned with regard to the judicial branch.
        Jefferson’s attempted abuse of this tool led to its disfavor. Another possible contributing factor was that officials who had been impeached for unindictable offenses almost universally argued the opposite view—that only indictable offenses were impeachable—even though no impeached official has ever persuaded the Senate with this argument.130
         However, the fact that judges have been susceptible to these temptations of power for hundreds of years illustrates the biblical truth, "That which has been is that which will be, And that which has been done is that which will be done. So, there is nothing new under the sun."131 It also illustrates the wisdom of the Framers in providing for a safeguard against this propensity. The modern day advocates of judicial impeachment are not seeking to introduce some radical new threat to judicial independence. Rather, they are urging a return to the wisdom of the Framers which has been lost through historical accident.

B. Objection: It’s Never Been Done

        Those who want to honor the wisdom and original intent of the Framers can raise only two objections. The first is that it has never been done.132
        The simple answer to this objection (other than "So what?") is that the history of American impeachments is a history of "it has-never-been-done’s" (and for that matter, very often of "never-done-again’s.") Table 2 shows some of the groundbreaking aspects of each of the impeachment proceedings.

TABLE 2—GROUND BREAKING ASPECTS OF VARIOUS IMPEACHMENTS133

IMPEACHED OFFICIAL

GROUND BREAKING ASPECTS

William Blount

First impeachment under U.S. Constitution

John Pickering

First impeachment of a federal judge

First impeachment for drunkenness

First impeachment for blasphemy

First impeachment of defendant thought insane

First conviction

Samuel Chase

First impeachment of a Supreme Court Justice

First impeachment initiated by a Congressman (prior two initiated by presidents)

First impeachment in which defendant was present

James Peck

First impeachment initiated by a citizen’s petition (petitioner tried 3 times before succeeding)

First impeachment alleging only 1 article

West H. Humphreys

First impeachment for failure to hold court

First impeachment in which accused refused to resign despite inability to fulfill office (Humphreys was at the time serving as a Confederate judge but Lincoln could not nominate replacement until Humphreys was impeached)

First impeachment in which no defense was mounted

First convicted official to be barred from future office holding

Andrew Johnson

First impeachment of a president

First impeachment involving a dispute between two coordinate branches over the constitution

First impeachment in which trial was never completed (Senate adjourned sine die after voting on only three articles)

Mark W. Delahay

First impeachment in which resignation took place before articles could be drafted

William W. Belknap

First impeachment of a Cabinet Officer

First impeachment for bribery (although Articles used the term "high crimes and misdemeanors")

First impeachment in which the major political parties joined forces to conduct the prosecution

First acquittal on the grounds of resignation

Charles Swayne

First impeachment initiated by the petition of a state legislature

Robert W. Archbald

First impeachment of a Circuit Judge

First impeachment for offenses in current and previous office

First impeachment for violating good behavior clause

First impeachment containing a "catch-all" summary article

George English

First impeachment for profanity

First impeachment in which House requested Senate to terminate proceedings

Harold Louderback

First impeachment initiated by a Bar Association’s petition

First impeachment in which the full House overrode the Judiciary Committee’s recommendation not to impeach

First impeachment in which the House revised the articles after they had been presented to the Senate

Halsted L. Ritter

First impeachment on "stale" charges (i.e., no on-going offenses; last allegation was 6 years old)

First conviction on a "catch-all" article

First conviction challenged in court

Harry E. Claiborne

First impeachment of a convicted felon

First impeachment in which the Senate initially declined to receive the impeachment message from the House

First impeachment in which Senate utilized a committee to investigate, i.e., the first impeachment in which the full Senate did not hear all the evidence

Alcee L. Hastings

First impeachment initiated by a petition from the Judicial Conference

First impeachment in which Senate convicted despite defendant’s acquittal in criminal trial

First impeachment in which Senate declined to vote on all articles

Walter L. Nixon, Jr.

First time the Senate convicted two defendants in one year

        Table 2 demonstrates that the rallying cry "it’s never been done before" has never carried any weight with the House, the Senate or the various people inside and outside of government who sought to initiate proceedings. Likewise, the fact that no judge or justice has ever been impeached for rendering unconstitutional opinions should not carry any weight either.
        Furthermore, there are, in fact, several near-precedents. At least on one occasion, a resolution seeking the impeachment of a Supreme Court Justice was introduced in response to a direct judicial act. Representative W. M. Wheeler (D-Ga.) introduced the resolution after Justice Douglas stayed the execution of Julius and Ethel Rosenberg on June 17, 1953.134 The House Judiciary Committee appointed a special subcommittee that immediately began its work. It had already held one hearing, when, just two days later on June 19, the full Supreme Court overruled Douglas’ stay.135 Shortly thereafter, the full Judiciary Committee tabled the resolution calling for impeachment.136
          In addition, a quick review of Table 1 demonstrates that tyrannical actions (although of a different type than discussed in this article) from the bench have often lead to impeachment proceedings against lower federal judges.

C. Objection: It Can’t Be Done

        The other objection is that it simply cannot be done. This objection actually takes two forms. The first is that, despite the per-suasive historical evidence to the contrary, rendering unconstitutional opinions has never constituted an impeachable offense in our nation’s history. In other words, it is argued, a plausible case has been made that impeachment lies for political crimes. However, the argument continues, the only historical references to the impeachment for rendering unconstitutional opinions are those cited above from Story and Hamilton137 and those are merely theoretical or reflect an aspect of the English impeachment history that has never been acted upon in this country.
        The answer to this objection is several-fold. To a certain extent, this is just another version of the previous objection: it’s never been done. That objection has been answered. However, we must also recognize that the view put forth here—that impeachment lies for unconstitutional opinions—is neither theoretical only nor limited to the pages of antiquity.
        The only impeachment of a Supreme Court Justice involved, at least obliquely, the issue of rendering an opinion that in the view of Congress was unconstitutional. Thus, it provides a case study that is not totally hypothetical. After Supreme Court Justice Chase’s impeachment, but prior to his acquittal, Chief Justice John Marshall wrote in a letter to Chase that:

[T]he present doctrine seems to be that a Judge giving a legal opinion contrary to the opinion of the legislature is liable to impeachment. . . . I think the modern doctrine of impeach-ment should yield to an appellate jurisdiction in the legislature. A reversal of those legal opinions deemed un-sound by the legislature would certainly better comport with the mildness of our character than [would] a removal of the Judge who has rendered them unknowing of his fault.138

        Clearly, Marshall believed that Justices could be removed for rendering opinions that Congress considered to be unconstitutional. Marshall held this opinion, despite Jefferson’s political witch-hunt and Marshall’s fear that he was also likely to be a target.139
          More contemporary jurists and scholars have also advocated impeachment specifically for justices who render unconstitutional opinions. Justice Felix Frankfurter was perhaps the most important of these. In Rochin v. California,140 Frankfurter clearly stated that if Supreme Court Justices would not restrain themselves, they were subject to impeachment: "Restraints on our jurisdiction are self-imposed only in the sense that there is from our decisions no immediate appeal short of impeachment or constitutional amend-ment."141 This is a most important quotation in that it bears directly on the case of the "Romer 6" which will be examined in Section III. How can impeachment serve as an appeal of a Supreme Court opinion? The most logical answer is, only if you impeach all of the Justices who formed the majority.
        Another recent voice acknowledging the role of impeachment is former West Virginia Supreme Court Chief Justice Richard Neely, a man who has engaged in quite a bit of judicial activism himself, yet who is honest enough to admit what the consequences can be.142 Neely, writing as recently as 1981 and citing divisive social issues of the day, noted that:

when we come to constitutional law, the actions of courts are almost entirely outside the control of the legislative branch. The courts’ rulings in constitutional matters cannot be changed except by amending the federal or state consti-tutions, which, as history demonstrates, is extremely dif-ficult to do. Consequently, when the United States Supreme Court says that segregation is unconstitutional, or mandates the reapportionment of state legislatures to give the previously underrepresented citizen in urban areas one-man, one-vote for both houses of the state legislature, or rules that states cannot interfere with doctor-patient decision con-cerning abortions during the first trimester, there is absolutely no recourse from its decision except constitutional amendment or impeachment of the court and appointment of a new court which will overrule the offending decision.143

        Another important modern day advocate of impeachment is Professor Raoul Berger. His 1973 book, Impeachment: The Constitutional Problems, is one of the most helpful on the subject. In it, he thoroughly discusses the nature of "high crimes and misdemeanors" including an analysis of the key passages from Joseph Story’s Commentaries discussing the English impeachments for rendering unconstitutional opinions.144 Berger, in his 1977 book Government by Judiciary, wrote: "When the judiciary substitutes its own value choices for those of the people it subverts the Constitution by usurpation of power."145 Berger pointed out that "both the English and the Founders regarded ‘usurpation’ or subversion of the Constitution as the most heinous of impeachable offenses."146 He also specifically addressed Federalist No. 81, commenting, "judicial usurpation, as Hamilton stated, can be met by impeachment."147
          Berger’s work is especially important because of his acknow-ledged standing as an expert on impeachment. Major portions of Im-peachment, though not yet published, were included in the Watergate impeachment resource materials compiled by the House Committee on the Judiciary.148 The finished book was cited by the Supreme Court in Nixon v. United States149 in upholding the impeachment con-viction of Judge Nixon.150
         The second version of the "it can’t be done" objection is that there is not enough political will to accomplish impeachment. It is not the purpose of this article to prognosticate on the possibilities of successfully impeaching one or more federal judges or justices. Rather, it is the purpose of this article to demonstrate that impeachment is constitutionally justifiable in every instance of judicial tyranny and that there are dire spiritual consequences to leaving covenant-breakers in office. Under those assumptions, this article advocates pursuing impeachment, whatever the probability of eventual success may be.
        It is incumbent upon those who believe that impeachment is a proper response to the Romer decision to educate the public and their representatives on this matter. It may be helpful to remind elected representatives of Gerald Ford’s famous comments on the floor of the House during his drive to impeach Supreme Court Justice William Douglas:

What, then, is an impeachable offense? The only honest an-swer is that an impeachable offense is whatever a majority of the House of Representatives considers it to be at a given moment in history; conviction results from whatever offense or offenses two-thirds of the other body considers to be sufficiently serious to require removal of the accused from office.151

        The broadest possible interpretation of Ford’s remarks should be repudiated as a true threat to the independence of the judiciary. However, Ford’s remarks are susceptible to a narrower interpretation. They are true to the extent that "high crimes and misdemeanors" was a term deliberately chosen for its historical elasticity (although intending to set some undefined ultimate limit). His comments are also true to the extent that the judgment of the House and Senate in their respective roles is unreviewable in the federal courts.
        Three times the federal courts have ruled that impeachment convictions are unreviewable. The Court of Claims so held when Judge Ritter sued for back pay.152 The District Court, Court of Appeals, and Supreme Court all so held when Judge Nixon sued to have his impeachment declared unconstitutional on procedural grounds.153 The District Court and Court of Appeals so held when Judge Hastings challenged his impeachment trial on Fifth Amendment Due Process and procedural grounds.154 Ford’s comments, and the unreviewable nature of impeachment convictions, may help some representatives feel "safer" in jumping on the impeachment bandwagon.
        To put the proper bounds on Ford’s statement one should consider the remarks made before the American Bar Association by William Taft, the only man to serve the United States as both President and Chief Justice of the Supreme Court:

Under the authoritative construction by the highest court of impeachment, the Senate of the United States, a high misdemeanor for which a judge may be removed is misconduct involving bad faith or wantoness [sic] or recklessness in his judicial actions, or in the use of his official influence for ulterior purposes. By the liberal interpretation of the term "high misdemeanor" which the Senate has given there is now no difficulty in securing the removal of a judge for any reason that shows him unfit.155

        There is another answer to the objection that "it cannot be done." There is evidence that the mere threat of impeachment will have a salutary effect on the federal judiciary. As noted in the Introduction, the law school deans found this aspect of the impeachment movement especially troubling. Yet, the historical data clearly reflect that the Framers intended the threat of impeachment to have exactly this effect. Impeachment is a multi-step process. Resolutions can be introduced, authorizing impeachment directly or authorizing an investigation into possible impeachment proceedings. Assuming that an investigation occurs first, the steps leading to conviction would include investigation, debate on whether or not to draft articles of impeachment, a vote on passage of the articles, a trial in the Senate, and conviction. The farther the process goes, the greater the salutary impact will likely be. Those who are persuaded that impeaching judicial tyrants is correct should not give up before they start simply because they don’t think they can obtain the final goal of conviction.
        Joseph Story understood that the threat of impeachment must be real in order to serve as an effective check. He wrote that on the one hand, impeachment should not "be a power so operative and instant that it may intimidate a modest and conscientious statesman or other functionary from accepting office," but that on the other hand, it must not be "so weak and torpid as to be capable of lulling offenders into a general security and indifference."156
         There is some evidence to support the thesis that impeachment investigations also serve the function Story anticipated. The fol-lowing table reveals that the Congresses of the Framers’ generation were much more likely to contemplate impeachment than Congress is today. The data compares impeachment investigations (judicial branch only).

TABLE 3—IMPEACHMENT INVESTIGATIONS157

Dates

(in 50 year increments)

Number of House Impeachment Investigations

Authorized Article III Judgeships

(at 26th year)

Ratio of Investigations to Judgeships

1790-1839

17

28 (1815)

.61

1840-1889

12

63 (1865)

.19

1890-1939

23

146 (1915)

.16

1940-1989

7

407 (1965)

.02

        On the one hand, this data might tend to show that it is harder today to generate impeachment investigations than in previous eras. On the other hand, it may also show a need to return to a day when judges knew that they were being watched. A comparison of Table 1 with Table 3 yields the following relationship: the higher the ratio of investigations, the lower the rate of actual (judicial) impeachments or convictions. Table 4, below, shows these results.

TABLE 4—IMPEACHMENT INVESTIGATION RATIOS

Dates

Number of House Impeachment Investigations

Number of Impeach-ments

Number of con-victions

Authorized Article III Judgeships (at 26th yr.)

Ratio of Investiga-tions to Judgeships

Ratio of Impeachments to Investigation/

Judge

1790-1839

17

3

1

28 (1815)

.61

4.94

1840-1889

12

2

1

63 (1865)

.19

10.50

1890-1939

23

5

3

includes resignation

146 (1915)

.16

31.74

1940-1989

7

3

3

407 (1965)

.02

174.43

        While this is certainly not a ceteris peribus study and while the correlation doesn’t prove causation, it is certainly grounds for the hypothesis that impeachment investigations serve as a deterrent to behavior that would lead to actual impeachments. In other words, investigations may serve as deterrents to high crimes and misdemeanors. There is every reason to believe that an investigation, an impeachment, or a conviction for rendering an unconstitutional opinion would serve as a major wake-up call to all those federal judges who exceed the limits of their constitutionally granted authority.
        Now that Judge Sarokin has resigned and Judge Baer has reversed his ruling, there is at least anecdotal evidence that mere public debate about impeaching judges has impacted judicial behavior. The law school deans found this troubling.158 This author believes these situations vindicate the wisdom of the Framers.
        Here the Framers and the early Congresses appear to have implicitly incorporated a Biblical principle into their view of the proper use of the impeachment mechanism. To some extent, im-peachment investigations themselves serve as a punishment to those whose judicial conduct has not been above reproach—including those who have written unconstitutional opinions. The public humiliation and interruption of one’s private life are very sobering experiences, regardless of the outcome of the investigation. One biblical role of punishment is to serve as a warning to others. Several verses illustrate this point. In the book of Psalms, the prin-ciple is expressed this way:

[Evildoers] devise injustices, saying, "We are ready with a well-conceived plot;" For the inward thought and the heart of a man are deep. But God will shoot at them with an arrow; Suddenly they will be wounded. So they will make him stumble; Their own tongue is against them; All who see them will shake the head. Then all men will fear, And all will declare the work of God, And will consider what He has done.159

        The same principle is at work in the book of I Corinthians. Discussing God’s punishment of the Israelites in the wilderness centuries earlier, the apostle Paul writes: "Now these things happened as examples for us, that we should not crave evil things, as they also craved."160 Again, this aspect of punishment is addressed in II Peter: "He condemned the cities of Sodom and Gomorrah to destruction by reducing them to ashes, having made them an example to those who would live ungodly thereafter."161 Joseph Story’s description of the proper use of impeachment (including the preliminary stages) appears to capture this principle perfectly: impeachment must not become "so weak and torpid as to be capable of lulling offenders into a general security and indifference."162
          The bottom line is this: There is no full answer to the problem of judicial tyranny short of impeachment. Many other proposals have been put forth over the years, and many others have been revived during the current debate, but none of them will serve as a complete solution under our current Constitution.163 In fact, some of the proposals themselves are likely unconstitutional. It is true that some of the proposals have involved adopting constitutional amendments. However, the problem with most of these proposals is that they would swing the pendulum too far the other way—the independence of the judiciary would truly be threatened. Any answer involving recall, term limits, or removal on less restrictive grounds threatens the independence of the judiciary. Any answer based on removal of appellate jurisdiction only limits tyranny in those areas of law. Any answer that allows the legislature to overrule the Supreme Court adds a check not intended by the Framers—or to put it more precisely, unchecks a check (upon the legislature) that was intended. Impeachment is the only acceptable answer.
        It is no less true today than it was when The Federalist Papers were penned that impeachment "is the only provision on the point [of checking the judiciary] which is consistent with the necessary independence of the judicial character . . ."164 We should not and cannot shy away from impeachment. Joseph Story wrote of certain things that the Constitution does and does not contemplate with regard to impeachment:

The Constitution supposes that men may be trusted with power under reasonable guards. It presumes that the Senate and the executive will no more conspire to overthrow the government than the House of Representatives. It supposes the best pledges for fidelity to be in the character of the individuals, and in the collective wisdom of the people in the choice of agents. It does not in decency presume that the two-thirds of the Senate representing the States will corruptly unite with the executive, or abuse their power.165

        Surely, most, if not all, of those on both sides of the current impeachment debate would give a hearty "amen" to Story’s list of presuppositions. The nation would not survive should our officials ever act so corruptly. However, Story’s list of necessary presumptions does not end here. He goes on, in the very next sentence, to say: "Neither does it suppose that a majority of the House of Representatives will corruptly refuse to impeach . . ."166 Just as the Constitution cannot protect our liberties if high officials conspire to overthrow the government, so it cannot protect us if the House of Representatives fails to impeach tyrants.

IV. Evaluating Candidates

A. The Romer Six

        This section will look at certain judges and justices who have been the target of calls for impeachment. In the spirit of the discussion in Section III. C.—that is, in the spirit of not being concerned with the ultimate chance of success—this Section begins with an examination of the six United States Supreme Court Justices, "the Romer 6," who constituted the majority in Romer. In examining whether these justices are impeachable, this Section will look only at the constitutional question, i.e., whether they are guilty of high crimes and misdemeanors.
        The previous sections, which reviewed the Framers’ intent, highlighted certain matters that are particularly germane to the case of the "Romer 6." First, rendering unconstitutional opinions, subverting the fundamental laws, and introducing arbitrary power are all high crimes and misdemeanors that constitute impeachable offenses. Furthermore, subverting the fundamental laws may also constitute treason (see the remarks of Mason, in Section II.A.).
        "The Romer 6" are guilty of all of these political crimes. The opinion is unconstitutional, i.e., it contains an erroneous interpretation of the Constitution and thereby misleads the American sovereign—the people. This is not merely sour grapes. Every lawsuit has one winner and one loser. Not every losing attorney or litigant should shout "impeachment"—that would be to recommit Jefferson’s error.
        However, the Romer opinion is egregiously non-legal and extra-legal. When Justice Kennedy declared Colorado’s Amendment 2 unconstitutional, he summarily rejected the asserted governmental interests and concluded that "Amendment 2 classifies homosexuals not to further a proper legislative end but to make them unequal to everyone else."167 Furthermore, Kennedy asserted, there could be no explanation for the Colorado vote other than animus.168
          As Justice Scalia pointed out in his dissent, the majority opinion is virtually devoid of legal reasoning. For example, it is quite true, as Scalia wrote, that "the Court’s opinion is so long on emotive utterance and so short on relevant legal citation."169 Scalia also charged that the majority’s main "proposition finds no support in law or logic."170 More specifically, he wrote that "[n]o principle set forth in the Constitution, nor even any imagined by this Court in the past 200 years, prohibits what Colorado has done here."171 Finally, he wrote that "[t]oday’s opinion has no foundation in American constitutional law, and barely pretends to."172
         It is not unusual for the dissenting justices to denigrate the major-ity’s opinion. However, when broad segments of the legal com-munity concur with the dissenting justices, the criticisms must be taken seriously. In the case of Romer, numerous critics have already pronounced Scalia’s criticisms to be completely legitimate or have added new criticisms of their own. One recent Law Review article collected and summarized the criticisms of many observers this way:

[W]hen the Court rendered its decision, the only clear aspect of its opinion was the conclusion that Amendment 2 violated the Equal Protection Clause of the Fourteenth Amendment. The Court’s rationale and analytical approach were both unclear. While the Court claimed to apply the traditional framework of equal protection analysis, the result it reached was inconsistent with the method it purported to employ. This resulting inconsistency prompted some commentators to suggest that the Court was disingenuous or at least shallow in its legal reasoning. Despite the Court’s problematic legal reasoning, Romer is a decision with precedential value that will inevitably affect future equal protection cases.173

        Other criticisms have included the following: "In the end, Romer v. Evans is a bad judgment because it is a dishonest one."174 "Justice Kennedy’s majority opinion conspicuously failed to articulate a principled justification. His opinion was rooted neither in original meaning nor in precedent, and provided little guidance for future controversies."175 "The troubling thing about the 6-3 Romer decision is that the majestic generalities of Justice Anthony Kennedy’s majority opinion are surrounded by such crude, superficial, and evasive legal reasoning . . . ."176 These criticisms have come from all over the jurisprudential and ideological map, and have been further summarized this way: "Many commentators have labeled the Court’s opinion conclusory, incoherent, and superficial."177
          These are the very problems that initially sparked the talk of impeachment. Among the problems that make the Romer decision unconstitutional, Justice Scalia points out the following:

        [Amendment 2’s] objective and the means chosen to achieve it, are not only unimpeachable under any constitutional doctrine hitherto pronounced (hence the opinion’s heavy reliance upon principles of righteousness rather than judicial holdings); they have been specifically approved by the Congress of the United States and by this Court.
. . . .
        Since the Constitution of the United States says nothing about this subject, it is left to be resolved by normal democratic means, including the democratic adoption of provisions in state constitutions. This Court has no business imposing upon all Americans the resolution favored by the elite class from which the Members of this institution are selected, announcing that "animosity toward homosexuality is evil."
. . . .
        [T]he principle underlying the Court’s opinion is that one who is accorded equal treatment under the laws, but cannot as readily as others obtain preferential treatment under the laws, has been denied equal protection of the laws. If merely stating this alleged "equal protection" violation does not suffice to refute it, our constitutional jurisprudence has achieved terminal silliness.
        The central thesis of the Court’s reasoning is that any group is denied equal protection when, to obtain advantage (or, presumably, to avoid disadvantage), it must have re-course to a more general and hence more difficult level of political decision making than others. The world has never heard of such a principle, which is why the Court’s opinion is so long on emotive utterance and so short on relevant legal citation. And it seems to me most unlikely that any multilevel democracy can function under such a principle.
. . . .
        The Court today asserts that this most democratic of procedures [the vote on Amendment 2] is unconstitutional. Lacking any cases to establish that facially absurd proposition, it simply asserts that it must be unconstitutional, because it has never been done before.
. . . .
        The Court today . . . employs a constitutional theory heretofore unknown to frustrate Colorado’s reasonable effort to preserve traditional American moral values.
. . . .
        I think it no business of the courts (as opposed to the political branches) to take sides in this culture war.
        But the Court today has done so, not only by inventing a novel and extravagant constitutional doctrine to take the victory away from traditional forces, but even by verbally disparaging as bigotry adherence to traditional attitudes. To suggest, for example, that this constitutional amendment springs from nothing more than "a bare . . . desire to harm a politically unpopular group," is nothing short of insulting.
. . . .
        Today’s opinion has no foundation in American constitutional law, and barely pretends to. . . . Striking [Amendment 2] down is an act, not of judicial judgment, but of political will.178

        Furthermore, in the passages in which Scalia discusses Colo-rado’s right to pass Amendment 2, the Tenth Amendment seems to be lurking between the lines. One of the powers retained by the states is the police power—which involves regulating the public health, public safety, as well as the public morality.179 Scalia defends passage of Amendment 2 in terms that implicitly rely upon the police power: "Amendment 2 is designed to prevent piecemeal deterioration of the sexual morality favored by a majority of Coloradans, and is not only an appropriate means to that legitimate end, but a means that Americans have employed before."180
          Implicit in this discussion of the unconstitutionality of the Romer decision are the elements that also make "the Romer 6" guilty of subverting the fundamental law and of introducing arbitrary power. As Justice Scalia pointed out, the majority decision threatens the very existence of a multilevel democracy as we know it. Discounting whatever melodrama may be contained in Scalia’s words, the concern is legitimate. The Romer decision certainly makes a mockery of the Fourteenth Amendment’s Equal Protection Clause, turning it into, as Scalia wrote, a principle "the world has never heard of."181 In addition it violates the Tenth Amendment. The Romer opinion, in and of itself constitutes arbitrary power because it is an exercise of "political will" by the judiciary.
        We recall William Taft’s criteria for impeachment: "wantoness [sic] or recklessness in his judicial actions."182 The Amendment 2 decision is clearly within those bounds. It shows both a wanton and a reckless disregard for certain specific legal principles and for the rule of law, per se.

B. Judge Harold Baer, Jr.

        The case against Judge Baer is very different from that of "the Romer 6." Analysis of his first controversial opinion reveals a fairly detailed interaction with the facts, evidence and precedents pertinent to the case.183 He was using the tools of his trade. He was not making up new constitutional "rights" or legislating from the bench.

        The problem with Baer’s first opinion was pointed out in his own words in his second opinion:

A legal opinion stands for a proposition of law, a holding. Additional material which is included in most opinions but which does not relate directly to the holding is known as dicta. Although dicta may color the holding of an opinion, it by no means constitutes a legal or factual conclusion. On that score, unfortunately the hyperbole (dicta) in my initial decision not only obscured the true focus of my analysis, but regretfully may have demeaned the law-abiding men and women who make Washington Heights their home and the vast majority of the dedicated men and women in blue who patrol the streets of our great City.184

        Baer’s comments, about demeaning the police, refer to statements in his first opinion implying that the police in question were part of a corrupt and incompetent force and that a specific officer who had testified was not to be believed.185 As a result, Baer originally suppressed 34 kilograms of cocaine and 2 kilograms of heroin and a confession to twenty drug-running trips.186
          Even this does not rise to the level of constituting judicial tyranny in any of the senses encountered in the Romer opinion. On the other hand, Baer’s confession of analytical incompetence could have serious consequences if this opinion is not an anomaly. Impeachment was used to remove the incompetent Judge Pickering in 1803—but only because he was thought insane. Thus, targeting Baer for impeachment is probably near the edge of legitimacy. If Congress is concerned that this is a judge who is demonstrating a pattern of analytical incompetence, it could certainly investigate him. There would be cause for concern if there were numerous instances in which any such incompetence were endangering the public as it did in the Bayless case. We have seen that scrutiny less than a congressional investigation has had a salutary effect. However, calling for Baer’s impeachment based on this one opinion alone appears to be illegitimate.

C. Judge Nixon

        Judge Nixon, on the other hand, does demonstrate a pattern of judicial behavior that appears to constitute introducing arbitrary power. He appears to be motivated by his own personal predilections against the death penalty. He routinely creates an inordinate delay in the death penalty cases assigned to him. Although in some of these cases it may have been appropriate for Judge Nixon to forego involvement until after the state court appeals had been resolved,187 this is does not explain all the delays. Some of the cases before him had been through the state court system four times.188 Moreover, higher federal judges have criticized him for his slow pace.189 Judge Gilbert Merritt of the Sixth Circuit Court of Appeals declared that there was "no acceptable reason" for the delay in two of the death penalty cases assigned to Nixon190 and took the unusual measure of writing to a newspaper editor to tell him he thought so.191 In one case, the Sixth Circuit ordered Nixon to expedite a case that he had in his court for eight years.192
        Several of these cases involve overturning convictions or death sentences under highly questionable rationales which has led to questions by those who know that Judge Nixon has accepted an award from an anti-death penalty group.193 In one case,194 Nixon allowed one death row inmate and other individuals and organizations to serve as next friends for another death row inmate in order to seek a stay of execution.195 The inmate facing execution, Ronald Harries, had decided to forego any further appeals.196 After that decision, he had been given antidepressant drugs, which the next friends alleged rendered him unable to reconsider his decision.197 Judge Nixon then stayed the execution, pending a hearing on Harries’ competency to waive further appeals.198
        Although Harries originally opposed the next friend action, he later changed his mind and joined the action as a party plaintiff.199 His argument was that although he had been competent to waive further appeal, his waiver was involuntary because of the unconstitutional conditions of confinement.200 In other words, be-cause the prison was not kept in nice enough condition, Harries had decided he would rather accept execution than live there and this decision was therefore involuntary.201
        Because the claims before Judge Nixon were based upon an alleged violation of the Cruel and Unusual Punishment Clause of the Eighth Amendment to the United States Constitution,202 he provided some historical background on that amendment:

        It is appropriate to examine the history of the Eighth Amendment in an attempt to resolve issues pertaining to treatment of those sentenced to death.
        The courts have historically held that the Eighth Amendment was adopted to prevent inhuman, barbarous, or tortuous punishments . . . .
. . .
        As late as 1782 in the case of David Tyree, the [English] Court pronounced sentence as follows:

Mr. Justice Heath.

You David Tyrie, are to be led from hence to the gaol [sic] from whence you came; and from thence you are to be drawn, upon a hurdle, to the place of execution; and there you are to be hanged by the neck; and being alive, to be cut down, and your private members to be cut off, and your bowels to be taken out of your belly, and there burnt, you being alive: and your head to be cut off, and your body to be divided into four quarters; and that your head and quarters to be disposed of where his majesty shall think fit.203

        One would have thought that with this rehearsal of history, either one would find torture chambers in the Tennessee prison or Judge Nixon would find no Eighth Amendment problem. Not so. Instead, Judge Nixon thought that the idleness and confinement of the inmates, the small size of the cells, poor lighting, outmoded toilets, temperature variations, the presence of insects, and some safety concerns combined to constitute cruel and unusual punishment.204 Not surprisingly, the Sixth Circuit vacated Judge Nixon’s decision.205
         It is not the intention of this article to comprehensively analyze all of Judge Nixon’s rulings in death penalty cases. Some of his rulings cannot be questioned under the controlling precedents.206 For example, in Houston v. Dutton,207 the Sixth Circuit upheld Judge Nixon’s application of Sandstrom v. Montana,208 Francis v. Franklin,209 and Yates v. Evatt210 to invalidate the state trial judge’s presumption of malice instruction.211 In the same case, the Sixth Circuit upheld Judge Nixon’s finding that the trial judge’s "heinous, atrocious or cruel" instruction constituted error.212 On these two grounds, the Sixth Circuit upheld Nixon’s writ of habeas corpus.213
        However, Nixon had not limited himself to these grounds for granting the writ. He had also found that "the evidence of first degree murder offered by the state was insufficient under the Due Process Clause to justify a rational jury in making such a finding."214 The Court of Appeals chastised Nixon for his misuse of state cases to reach this conclusion and noted that "[t]he District Court’s holding, based on the constitutional insufficiency of the evidence at Houston’s trial, if upheld, would mean that under normal circumstances a retrial of Houston for murder would be barred by the Double Jeopardy Clause of the Fifth Amendment."215
        Such misuse of the law is part of the pattern of anti-death penalty behavior by Judge Nixon that has been well documented.216 Certainly, when both houses of the state legislature, by overwhelming and bi-partisan votes, and the governor ask the United States House of Representatives to investigate these matters because they are convinced that a federal judge is a tyrant in their midst,217 that judge is a good candidate for an impeachment inquiry. Let the House and Senate do their job and decide if he should be impeached and convicted.

D. Judge Dalzell

        Judge Dalzell represents a middle case between judges Baer and Nixon. As the description immediately following indicates, his behavior clearly appears to be tyrannical like Judge Nixon’s, yet the impeachment push is based on only one case as is true with Judge Baer. The actual facts in the case before Judge Dalzell revolve around a bizarre and tragic murder and whether the real murderer was convicted.218 However, the case is controversial because of what Dalzell did and what he wrote. First, he granted a writ of habeas corpus after the convicted murderer had appealed her conviction once but before she exhausted all state remedies.219 Judge Dalzell also held that the convicted murderer, Lisa Lambert, had established actual innocence,220 and that the state of Pennsylvania could not re-prosecute.221 He also declared a man named Lawrence Yunkin to be the actual killer222 and accused Lancaster County officials of deliberately convicting the wrong person.223
         The question for this article, however, is whether Dalzell’s actions are impeachable. His actions strike at the heart of federalism concerns and thus could be considered as subverting the fundamental law. Senator Arlen Spector, while opposing the impeachment of Dalzell,224 nonetheless, introduced legislation designed to prohibit federal judges from barring state retrials.225 Representative Joseph Pitts introduced the House counterpart.226 The attorneys general of six states filed an amicus brief in support of Pennsylvania’s position when it appealed Dalzell’s ruling.
        One could argue that legal appeals and new legislation would suffice to solve the problems raised by Dalzell’s actions. On the other hand, one could argue that the responses to Dalzell’s ruling show just how egregious it was. The Third Circuit’s reversal of Dalzell227 also lends credence to the severity of the assault on federalism contained in his opinion.
        Among other things, the Third Circuit noted:

Under Rose v. Lundy, 455 U.S. 509, 522 (1982), the district court is required to dismiss a federal habeas petition filed pursuant to 28 U.S.C. § 2254 which contains both unexhausted and exhausted claims. Because we find the petitioner has not yet pursued her remedies under the Pennsylvania Post Conviction Relief Act, 42 Pa. Cons. Stat. Ann. § 9542 et seq. (West 1997 Supp.), her federal habeas petition includes unexhausted claims and, hence, the result here is dictated by Rose v. Lundy, supra.228

        Dalzell’s refusal to dismiss the habeas petition was compounded by his insistence on addressing Lambert’s innocence. Compare the approach of the Third Circuit:

Each side has brought to our attention serious factual issues concerning the district court’s finding that Lambert was actually innocent of first degree murder. In light of our resolution of Lambert’s petition, we need not comment on Lambert’s actual innocence. Indeed, to do so would be to "deprive the state courts of an ‘opportunity to correc